An attempt to commit a
crime
In ordinary language, a crime is an unlawful act punishable by a state or other authority. The term ''crime'' does not, in modern criminal law, have any simple and universally accepted definition,Farmer, Lindsay: "Crime, definitions of", in Ca ...
occurs if a criminal has an intent to commit a crime and takes a substantial step toward completing the crime, but for reasons not intended by the criminal, the final resulting crime does not occur.
[''Criminal Law - Cases and Materials'', 7th ed. 2012, ]Wolters Kluwer Law & Business
Wolters Kluwer N.V. () is a Dutch information services company. The company is headquartered in Alphen aan den Rijn, Netherlands (Global) and Philadelphia, United States (corporate). Wolters Kluwer in its current form was founded in 1987 with a m ...
; John Kaplan (law professor), Robert Weisberg, Guyora Binder,
/ref> Attempt to commit a particular crime is a crime, usually considered to be of the same or lesser gravity as the particular crime attempted.[ Attempt is a type of ]inchoate crime
An inchoate offense, preliminary crime, inchoate crime or incomplete crime is a crime of preparing for or seeking to commit another crime. The most common example of an inchoate offense is " attempt". "Inchoate offense" has been defined as the fo ...
, a crime that is not fully developed. The crime of attempt has two elements, intent
Intentions are mental states in which the agent commits themselves to a course of action. Having the plan to visit the zoo tomorrow is an example of an intention. The action plan is the ''content'' of the intention while the commitment is the ''a ...
and some conduct toward completion of the crime.[Defining Attempts: Mandujano's Error, Duke University, Michael R. Fishman]
/ref>
One group of theories in criminal law is that attempt to commit an act occurs when a person comes dangerously close to carrying out a criminal act, and intends to commit the act, but does not commit it. The person may have carried out all the necessary steps (or thought they had) but still failed, or the attempt may have been abandoned or prevented at a late stage. The attempt must have gone beyond mere planning or preparation, and is distinct from other inchoate offense
An inchoate offense, preliminary crime, inchoate crime or incomplete crime is a crime of preparing for or seeking to commit another crime. The most common example of an inchoate offense is "attempt". "Inchoate offense" has been defined as the fol ...
s such as conspiracy
A conspiracy, also known as a plot, is a secret plan or agreement between persons (called conspirers or conspirators) for an unlawful or harmful purpose, such as murder or treason, especially with political motivation, while keeping their agre ...
to commit a crime or solicitation
Solicitation is the act of offering, or attempting to purchase, goods and/or services. Legal status may be specific to the time or place where it occurs. The crime of "solicitation to commit a crime" occurs when a person encourages, "solicits, r ...
of a crime. There are many specific crimes of attempt, such as attempted murder, which may vary by jurisdiction
Jurisdiction (from Latin 'law' + 'declaration') is the legal term for the legal authority granted to a legal entity to enact justice. In federations like the United States, areas of jurisdiction apply to local, state, and federal levels.
J ...
. Punishment is often less severe than would be the case if the attempted crime had been carried out. Abandonment of the attempt may constitute a not guilty defence, depending partly on the extent to which the attempt was abandoned freely and voluntarily. Early common law
In law, common law (also known as judicial precedent, judge-made law, or case law) is the body of law created by judges and similar quasi-judicial tribunals by virtue of being stated in written opinions."The common law is not a brooding omnipres ...
did not punish attempts; the law of attempt was not recognised by common law until the case of b. '' Rex v. Scofield'' in 1784.[
The essence of the crime of attempt in legal terms is that the defendant has failed to commit the '' actus reus'' (the ]Latin
Latin (, or , ) is a classical language belonging to the Italic branch of the Indo-European languages. Latin was originally a dialect spoken in the lower Tiber area (then known as Latium) around present-day Rome, but through the power of the ...
term for the "guilty act") of the full offense, but has the direct and specific intent
In criminal law, intent is a subjective state of mind () that must accompany the acts of certain crimes to constitute a violation. A more formal, generally synonymous legal term is : intent or knowledge of wrongdoing.
Definitions
Intent is def ...
to commit that full offense. The normal rule for establishing criminal liability is to prove an ''actus reus'' accompanied by a '' mens rea'' ("guilty mind") at the relevant time (see concurrence
In Western jurisprudence, concurrence (also contemporaneity or simultaneity) is the apparent need to prove the simultaneous occurrence of both ("guilty action") and ("guilty mind"), to constitute a crime; except in crimes of strict liability ...
and strict liability offenses as the exception to the rule).
The ''actus reus'' (guilty act) of attempted crime
Whether the ''actus reus'' of an attempt has occurred is a question of fact for the jury
A jury is a sworn body of people (jurors) convened to hear evidence and render an impartial verdict (a finding of fact on a question) officially submitted to them by a court, or to set a penalty or judgment.
Juries developed in England du ...
to decide after having heard the judge's instructions
Instruction or instructions may refer to:
Computing
* Instruction, one operation of a processor within a computer architecture instruction set
* Computer program, a collection of instructions
Music
* Instruction (band), a 2002 rock band from Ne ...
regarding the law. The common law
In law, common law (also known as judicial precedent, judge-made law, or case law) is the body of law created by judges and similar quasi-judicial tribunals by virtue of being stated in written opinions."The common law is not a brooding omnipres ...
precedent is used to distinguish between acts that were merely preparatory and those sufficiently ''proximate'' or connected to the crime. However, sometimes it is hard to draw the line between those acts which were merely preparatory, and those that went and executing a plan, will always go through a series of steps to arrive at the intended conclusion. Some aspects of the execution of the act will be too ''remote'' or removed from the full offense. Examples are watching the intended victim over a period of time to establish the routines and traveling to a store to buy necessary tools and equipment. But the closer to the reality of committing the offense the potential wrongdoer moves, the greater the social danger they become. This is a critical issue for the police
The police are a constituted body of persons empowered by a state, with the aim to enforce the law, to ensure the safety, health and possessions of citizens, and to prevent crime and civil disorder. Their lawful powers include arrest and th ...
who need to know when they can intervene to avert the threatened harm by arresting the person. This is a difficult policy area. On the one hand, the state wishes to be able to protect its citizens from harm. This requires an arrest at the earliest possible time. But, most states recognise a principle of individual liberty
Liberty is the ability to do as one pleases, or a right or immunity enjoyed by prescription or by grant (i.e. privilege). It is a synonym for the word freedom.
In modern politics, liberty is understood as the state of being free within society fr ...
that only those people who actually choose to break the law should be arrested. Since the potential wrongdoer could change their mind at any point before the crime is committed, the state should wait until the last possible minute to ensure that the intention is going to be realized.
England and Wales
In English law, an attempt is defined as 'doing an act which is more than merely preparatory to the commission of the offence' according to the Criminal Attempts Act 1981.[Herring, ''Criminal Law''] "The test of proximity was that the defendant must have ... crossed the rubicon, burnt his boats, or reached a point of no return". So the defendant has reached that part of the series of acts, which if not interrupted, frustrated, or abandoned
Abandon, abandoned, or abandonment may refer to:
Common uses
* Abandonment (emotional), a subjective emotional state in which people feel undesired, left behind, insecure, or discarded
* Abandonment (legal), a legal term regarding property
** Chi ...
, would inevitably result in the commission of the intended offence. But section 1(1) of the Criminal Attempts Act 1981 defines the ''actus reus'' as that is "...more than merely preparatory to the commission of the offence," that allowed liability to attach slightly earlier in the sequence of acts. Subsequent ratio decidendi
''Ratio decidendi'' ( Latin plural ''rationes decidendi'') is a Latin phrase meaning "the reason" or "the rationale for the decision". The ''ratio decidendi'' is "the point in a case that determines the judgement" or "the principle that the case ...
have abandoned the more formal common law ''last step test'', leaving it to the jury to decide. A defendant who changes their mind after the act is sufficiently proximate, is still guilty of an attempt although the change of heart could be reflected in the sentencing.
However, there is some uncertainty as to what exactly 'more than merely preparatory' means. It is upon the discretion of the judges and the jury to decide. Major criticism was attracted after the judgement in ''R v Geddes'', where the court acquitted the defendant who was trying to kidnap a young boy, stating that he had not gone far enough, and his acts were 'merely preparatory'.
United States
The legal rules for establishing the ''actus reus'' of an attempt offense in the United States are varied and nonuniform. Generally, there are two categories which a test can fall under: tests that focus on how much remains to be done before the crime is committed; and those that consider what has already occurred. Further complicating matters, U.S. jurisdictions rarely use only one test.
New York State
In New York law, the element of ''actus reus'' is that the person engages in conduct that "tends to effect the commission of such crime". The test this requires ''either'':
* An action that reveals a criminal intent, that is, ''res ipsa loquitur
''Res ipsa loquitur'' (Latin: ''"the thing speaks for itself"'') is a doctrine in the common law and Roman-Dutch law jurisdictions under which a court can infer negligence from the very nature of an accident or injury in the absence of direct evid ...
'', or "the thing speaks for itself", ''or''
* The person has dangerous proximity, or is "dangerously near and close to the accomplishment of the crime".
The dangerous proximity test was formulated by Justice Oliver Wendell Holmes in the trial of ''Commonwealth'' ''v. Peaslee''">f Massachusetts''v. Peaslee'' in 1901.
U.S. Model Penal Code
Under the United States Model Penal Code
The Model Penal Code (MPC) is a model act designed to stimulate and assist U.S. state legislatures to update and standardize the penal law of the United States.MPC (Foreword). The MPC was a project of the American Law Institute (ALI), and was pu ...
, for a defendant to be convicted of attempt requires that they perform a "substantial step in a course of conduct planned to culminate in he defendant'scommission of the crime" (MPC 5.01(1)(c)).
The question of impossibility
There is a distinction between " factual impossibility" and " legal impossibility". Factual impossibility is rarely a defense. A standard policing strategy is the use of an agent provocateur
An agent provocateur () is a person who commits, or who acts to entice another person to commit, an illegal or rash act or falsely implicate them in partaking in an illegal act, so as to ruin the reputation of, or entice legal action against, th ...
to offer temptation to suspected criminals. In some countries, evidence resulting from entrapment is inadmissible. Nevertheless, undercover police officers do sell real or fake contraband such as illegal drugs or guns, as a means of exposing criminal activity. Some consider the use of fake material as a slightly safer way to catch criminals, rather than risk the real contraband falling into the wrong hands. But if there is no actual contraband and the ''actus reus'' of the full offense is "possession" of prohibited materials, there can be no criminal possession. Can there be an attempt to possess when, in the circumstances, it was impossible to follow through to commit the full offense? The answer is that mistakes of fact are almost never a defense, as in '' People v. Lee Kong'', and ''State v. Mitchell
''State v. Mitchell'', 170 Mo. 633, 71 S.W. 175 (1902), is a precedent-setting decision of the Supreme Court of Missouri which is part of the body of case law involving the prosecution of failed attempts to commit a crime. In United States law, ca ...
'', for example.
England and Wales
Section 1(2) of the Criminal Attempts Act 1981 applies the Act even though the facts are such that the commission of the offence is impossible so long as, under section 1(3), the defendant believes that he is about to break the law and intends to commit the relevant full offence. This reverses the House of Lords
The House of Lords, also known as the House of Peers, is the upper house of the Parliament of the United Kingdom. Membership is by appointment, heredity or official function. Like the House of Commons, it meets in the Palace of Westminste ...
' decision in ''Haughton v Smith,'' which had held it to be a good defence if the intended crime was factually or legally incapable of fulfillment. This change in the law avoids any problem in an early arrest because, once in police custody, it is extraordinarily difficult to commit the full offence. Further, both the incompetent criminal who fails because the means adopted are inadequate (e.g. intends to poison a victim but the amount administered is harmless, or makes a false statement that does not deceive the intended victim) and the unlucky thief who find the pocket or purse empty, can now be convicted.
The ''mens rea'' of attempted crime
Intent
Intentions are mental states in which the agent commits themselves to a course of action. Having the plan to visit the zoo tomorrow is an example of an intention. The action plan is the ''content'' of the intention while the commitment is the ''a ...
is the essence of attempt. Only a direct and specific intent will support a conviction.
Recklessness is not a sufficient ''mens rea''. That means that the defendant must have decided to bring about, so far as lay within their powers, the commission of the full offense. However, transferred intent
Transferred intent (or transferred , or transferred malice, in English law) is a legal doctrine that holds that, when the intention to harm one individual inadvertently causes a second person to be hurt instead, the perpetrator is still held resp ...
applies so that if Alice intends to murder Bob with a gun, but the shot accidentally misses and kills Carol, then Alice is guilty of the murder of Carol and the attempted murder of Bob. Alternatively, if Alice intends merely to frighten Bob, and that same shot intentionally misses Bob but accidentally kills Carol, Alice may be guilty of assaulting Bob (among other things), but not attempted murder, unless Alice intended that such fright would kill Bob. Whether Alice would be guilty of murdering Carol would depend on the specific circumstances and what Alice foresaw. The punishment for an attempt is often tied to that of the intended offense (e.g., half the fine, or half the prison time).
Recklessness will sometimes suffice for 'circumstances' of the crime. To be liable for attempted rape a defendant need not actually intend to have non-consensual intercourse, mere recklessness towards the lack of consent is enough (R v Khan). Likewise with attempted aggravated arson, recklessness towards loss of life will suffice (A-G's Reference #3 1992).
England
Under English law, ''R v Walker and Hayles'' (1990) 90 Cr. App. R. 226 deals with the issue of the power of a court to impute intention based on foresight. The defendants threw their victim from a third floor balcony and were charged with attempted murder. The judge directed the jury that they could infer intention if there was a high degree of probability that the victim would be killed and if the defendants knew "quite well that in doing that there was a high degree of probability" that the victim would be killed. The Court of Appeal did not accept that the reference to "very high degree of probability" was a misdirection, but Lloyd LJ. stated that in the rare cases where an expanded direction is required to include foresight, courts should use ''virtual certainty'' as the test, rather than ''high probability'' (see also ''R v Woollin'' 998
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3 WLR 382 (HL)).
United States
Generally, the rule in the United States for the ''mens rea'' of an attempt offense is divided into two parts: (1) the actor must intend to commit the act that constitutes the ''actus reus'' of an attempt; and (2) the actor must perform that act with the specific intention of committing the target crime.
In many states in the United States, it is impossible, as a matter of law, to attempt to commit a crime whose underlying ''mens rea'' is only recklessness. For example, in ''State v. Lyerla
''State v. Lyerla'', Supreme Court of South Dakota, 424 N.W.2d 908 (1988), is a criminal case in which it was found that an attempt to commit a crime with an element of recklessness is a logical impossibility; specifically, that attempted se ...
'', the defendant Lyerla randomly shot into a truck 3 times after being goaded by the driver of the truck.[Criminal Law - Cases and Materials, 7th ed. 2012, Wolters Kluwer Law & Business; John Kaplan, Robert Weisberg, Guyora Binder, ] One shot killed the driver and the others did not hit the driver or either of 2 passengers. The South Dakota Supreme Court
The South Dakota Supreme Court is the highest court in the state of South Dakota. It is composed of a chief justice and four associate justices appointed by the governor. One justice is selected from each of five geographic appointment districts ...
found that although Lyerla was guilty of reckless second degree murder
Murder is the unlawful killing of another human without justification or valid excuse, especially the unlawful killing of another human with malice aforethought. ("The killing of another person without justification or excuse, especially the ...
of the driver, he could not be guilty of recklessly attempting to murder the passengers, because attempt requires a higher level of intent than recklessness. Further, the overwhelming rule in the United States is that no one can be convicted of attempted involuntary manslaughter
Manslaughter is a common law legal term for homicide considered by law as less culpable than murder. The distinction between murder and manslaughter is sometimes said to have first been made by the ancient Athenian lawmaker Draco in the 7th cen ...
because that offense is based on the ''mens rea'' of criminal negligence
In criminal law, criminal negligence is a surrogate state of mind required to constitute a ''conventional'' (as opposed to ''strictly liable'') offense. It is not, strictly speaking, a (Law Latin for "guilty mind") because it refers to an ob ...
or recklessness.
Model Penal Code
Model Penal Code
The Model Penal Code (MPC) is a model act designed to stimulate and assist U.S. state legislatures to update and standardize the penal law of the United States.MPC (Foreword). The MPC was a project of the American Law Institute (ALI), and was pu ...
Section 5.01 defines criminal attempt to commit a crime as occurring when a defendant acts with the culpability required to commit that crime, and either
:(1) purposely engages in conduct that would be a commission of the crime if the attendant circumstances were as defendant believed them to be, or
:(2) purposely acts (or omits to act) with purpose of causing (or belief that the act will cause) a result that is an element of the crime and that no further act by defendant is needed, or
:(3) purposely acts (or omits to act) when that act (or omission) constitutes a substantial step in a planned course of conduct that ends in her commission of the crime, if attendant circumstances were as she believed them to be.
The "purpose" (as in situation 1) or "belief" (as in situation 2) required for an attempt do not necessarily encompass the attendant circumstances of the crime. Instead, the defendant must possess as to the attendant circumstances the degree of culpability required to commit the target offense, as specified in the elements of that offense.
=Grading
=
Model Penal Code §5.05 on grading criminal attempt says, "Except as otherwise provided, attempt... s a crimeof the same grade and degree as the most serious offense that is attempted... An attempt... to commit a apital crime or a felony of the first degree is a felony of the second degree.
No attempt
It is not possible to attempt the other inchoate offense
An inchoate offense, preliminary crime, inchoate crime or incomplete crime is a crime of preparing for or seeking to commit another crime. The most common example of an inchoate offense is "attempt". "Inchoate offense" has been defined as the fol ...
s of conspiracy, or aiding, abetting, counseling or procuring an offense because the defendant would be too remote from the full offense. Similarly, there can be no attempt where the ''mens rea'' for the full offense is criminal negligence
In criminal law, criminal negligence is a surrogate state of mind required to constitute a ''conventional'' (as opposed to ''strictly liable'') offense. It is not, strictly speaking, a (Law Latin for "guilty mind") because it refers to an ob ...
since, by definition, there is insufficient intention to commit the full offense. Hence, there can be no charge of attempted involuntary manslaughter. It may, however, be possible to prove an attempted omission since all the preparatory steps are presumably commissive in building up to the situation in which the defendant will fail to act.
Abandonment
Abandonment can also be a defense to either element (''mens rea'' or ''actus reus'') of attempt, if the defendant "walks away" from the crime. However, many jurisdictions do not recognize abandonment. Courts that do recognize this defense generally apply it only where the defendant completely and voluntarily renounces any criminal purpose.[''Understanding Criminal Law'', J. Dressler (2006).] However, the abandonment is not complete and voluntary where the defendant desists from criminal efforts due to unexpected resistance (e.g., from victims), the discovery of the absence of an instrumentality needed for the completion of the offense, or other circumstances that increase the probability of arrest, or decrease the probability of successful completion of the crime (e.g. proximate arrival of police). Abandonment is also invalid where the defendant simply postpones the criminal plan until another time.
Under the Model Penal Code
The Model Penal Code (MPC) is a model act designed to stimulate and assist U.S. state legislatures to update and standardize the penal law of the United States.MPC (Foreword). The MPC was a project of the American Law Institute (ALI), and was pu ...
, the defendant is not guilty of an attempt if they (1) abandon the effort to commit the crime or prevent the crime from being committed, and (2) their behavior manifests a complete and voluntary renunciation of the criminal purpose (MPC § 5.01(4)). However, the renunciation is not complete if motivated in whole or part by one of the following:
* They postpone the criminal conduct to a more advantageous time, or to transfer the criminal effort to another but similar objective or victim.
* They are merely reacting to circumstances that increase the probability of detection or apprehension.
* They are reacting to a change in circumstances that makes the crime harder to commit.
Attempts to commit specific offences
Murder
See Attempted murder.
Manslaughter
See .
Rape
See .
See also
* Criminal law
*Impossibility defense
An impossibility defense is a criminal defense occasionally used when a defendant is accused of a criminal attempt that failed only because the crime was factually or legally impossible to commit.
Factual impossibility is rarely an adequat ...
*Impossibility
In contract law, impossibility is an excuse for the nonperformance of duties under a contract, based on a change in circumstances (or the discovery of preexisting circumstances), the nonoccurrence of which was an underlying assumption of the ...
in Contract law
A contract is a legally enforceable agreement between two or more parties that creates, defines, and governs mutual rights and obligations between them. A contract typically involves the transfer of goods, services, money, or a promise to tran ...
*''People v. Superior Court (Decker)
''The People of the State of California v. Superior Court (Decker)'', 41 Cal. 4th 1 (2007), is a criminal case decided by the Supreme Court of California that distinguished between solicitation and attempt.''Criminal Law - Cases and Materials ...
''
*''State v. Mitchell
''State v. Mitchell'', 170 Mo. 633, 71 S.W. 175 (1902), is a precedent-setting decision of the Supreme Court of Missouri which is part of the body of case law involving the prosecution of failed attempts to commit a crime. In United States law, ca ...
''
References
{{Authority control
Elements of crime
Inchoate offenses