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Uthman ibn Affan Uthman ibn Affan ( ar, عثمان بن عفان, ʿUthmān ibn ʿAffān; – 17 June 656), also spelled by Colloquial Arabic, Turkish and Persian rendering Osman, was a second cousin, son-in-law and notable companion of the Islamic proph ...
, the third
Rashidun , image = تخطيط كلمة الخلفاء الراشدون.png , caption = Calligraphic representation of Rashidun Caliphs , birth_place = Mecca, Hejaz, Arabia present-day Saudi Arabia , known_for = Companions of t ...
caliph, was assassinated at the end of a siege upon his house in 656. Initially a protest, the siege escalated following the death of a protester. The protesters-turned-rebels had demanded a new caliph, but Uthman refused and on June 17, 656 (35 AH), as his house was set alight, some protestors were able to jump to the back of his house, where they found him reading the Quran. They gave him a blow over the head and pierced him through his stomach. Uthman's death had a polarizing effect in the Muslim world at the time. Questions were raised not only regarding his character and policies but also the relationship between Muslims and the state, religious beliefs regarding rebellion and governance, and the qualifications of rulership in Islam. Concerning the events which led to siege of Uthman,
Wilferd Madelung Wilferd Ferdinand Madelung FBA (b. December 26, 1930 in Stuttgart) is a German-British author and scholar of Islamic history. Life After World War II, the adolescent Wilferd accompanied his parents to the USA where his father Georg Hans Madel ...
writes: 'Uthman ibn 'Affan expressed generosity toward his kin,
Banu Abd-Shams Banu Abd Shams () refers to a clan within the Meccan tribe of Quraysh. Ancestry The clan names itself after Abd Shams ibn Abd Manaf, the son of Abd Manaf ibn Qusai and brother of Hashim ibn 'Abd Manaf, who was the great-grandfather of the Islamic ...
, who seemed to dominate him, and his supposed arrogant mistreatment toward several of the earliest companions such as
Abu Dharr al-Ghifari Abu Dharr Al-Ghifari Al-Kinani (, '), also spelled Abu Tharr or Abu Zar, born Jundab ibn Junādah (), was the fourth or fifth person converting to Islam, and from the Muhajirun. He belonged to the Banu Ghifar, the Kinanah tribe. No date of birt ...
,
Abd-Allah ibn Mas'ud Abdullah ibn Masūd, or Abdullah ibn Masood, or Abdullah Ben Messaoud ( ar, عبد الله بن مسعود, ʿAbd Allāh ibn Masʽūd; c.594-c.653), was a companion of the Islamic prophet Muhammad who he is regarded the greatest mufassir of Qu ...
and
Ammar ibn Yasir Abū 'l-Yaqẓān ʿAmmār ibn Yāsir ibn ʿĀmir ibn Mālik al-ʿAnsīy al-Maḏḥiǧī ( ar, أبو اليقظان عمار ابن ياسر ابن عامر ابن مالك العنسي المذحجي) also known as Abū 'l-Yaqẓān ʿAmmār i ...
provoked outrage among some groups of people. Overt resistance arose in 650–651 throughout most of the empire. The dissatisfaction with his rule and the governments appointed by him was not restricted to the provinces outside
Arabia The Arabian Peninsula, (; ar, شِبْهُ الْجَزِيرَةِ الْعَرَبِيَّة, , "Arabian Peninsula" or , , "Island of the Arabs") or Arabia, is a peninsula of Western Asia, situated northeast of Africa on the Arabian Plate. ...
. When Uthman's kin, especially
Marwan Marwan, Merwan or Mervan ( ar, مروان ''marwān''), is an Arabic male given name derived from the word ''marū/ maruw'' (مرو) with the meaning of either minerals, "flint(-stone)", "quartz" or "a hard stone of nearly pure silica". However, ...
, gained control over him, the noble companions, including most of the members of elector council, turned against him or at least withdrew their support, putting pressure on the caliph to mend his ways and reduce the influence of his assertive kin.


Background

Following the deaths of
Muhammad Muhammad ( ar, مُحَمَّد;  570 – 8 June 632 Common Era, CE) was an Arab religious, social, and political leader and the founder of Islam. According to Muhammad in Islam, Islamic doctrine, he was a prophet Divine inspiration, di ...
and the first caliph
Abu Bakr Abu Bakr Abdallah ibn Uthman Abi Quhafa (; – 23 August 634) was the senior companion and was, through his daughter Aisha, a father-in-law of the Islamic prophet Muhammad, as well as the first caliph of Islam. He is known with the honor ...
in 632 and 634 respectively,
Umar ʿUmar ibn al-Khaṭṭāb ( ar, عمر بن الخطاب, also spelled Omar, ) was the second Rashidun caliph, ruling from August 634 until his assassination in 644. He succeeded Abu Bakr () as the second caliph of the Rashidun Caliphate o ...
(r. 634–644) became the new caliph. Continuing the wars of conquest initiated by Abu Bakr, he brought about almost complete collapse of the
Sassanian Persia The Sasanian () or Sassanid Empire, officially known as the Empire of Iranians (, ) and also referred to by historians as the Neo-Persian Empire, was the History of Iran, last Iranian empire before the early Muslim conquests of the 7th-8th cen ...
. The
Byzantine Empire The Byzantine Empire, also referred to as the Eastern Roman Empire or Byzantium, was the continuation of the Roman Empire primarily in its eastern provinces during Late Antiquity and the Middle Ages, when its capital city was Constantinopl ...
were restricted to
Anatolia Anatolia, tr, Anadolu Yarımadası), and the Anatolian plateau, also known as Asia Minor, is a large peninsula in Western Asia and the westernmost protrusion of the Asian continent. It constitutes the major part of modern-day Turkey. The re ...
and the central
North Africa North Africa, or Northern Africa is a region encompassing the northern portion of the African continent. There is no singularly accepted scope for the region, and it is sometimes defined as stretching from the Atlantic shores of Mauritania in ...
. The armies of the conquest were settled in the conquered areas. In Iraq, the garrison towns of
Basra Basra ( ar, ٱلْبَصْرَة, al-Baṣrah) is an Iraqi city located on the Shatt al-Arab. It had an estimated population of 1.4 million in 2018. Basra is also Iraq's main port, although it does not have deep water access, which is hand ...
and
Kufa Kufa ( ar, الْكُوفَة ), also spelled Kufah, is a city in Iraq, about south of Baghdad, and northeast of Najaf. It is located on the banks of the Euphrates River. The estimated population in 2003 was 110,000. Currently, Kufa and Najaf ...
were established for the purpose.
Fustat Fusṭāṭ ( ar, الفُسطاط ''al-Fusṭāṭ''), also Al-Fusṭāṭ and Fosṭāṭ, was the first capital of Egypt under Muslim rule, and the historical centre of modern Cairo. It was built adjacent to what is now known as Old Cairo by ...
was founded in Egypt. Due to significant Arab population in Syria, Muslims conquerors of the region settled in the already existing towns. The conquests brought Muslims bounteous revenue and lands. Particularly in Iraq, the former crown-lands and the lands of the Persian aristocracy were now in Muslim hands. These became communal property administered by the state, although the soldiers protested as they considered these lands their property. The revenue was distributed among the conquering armies. Umar also left the provincial administration to the respective governors, who ruled with considerable autonomy, and provincial surplus was spent on the settlers of the conquered territories instead of being sent to the capital. In some matters, such as military pay () and administrative offices, Umar gave preference to those with precedence () in Islam and kept the late comers to the movement at bay, which to some extent resulted in social stratification and dissatisfaction among the holders of power and prestige in the old order. After Umar's assassination in 644, a consultative assembly () of the prominent companions of Muhammad, which included
Abd al-Rahman ibn Awf ʿAbd al-Raḥmān ibn ʿAwf ( ar, عبد الرحمن بن عوف) () was one of the companions of the Islamic prophet Muhammad. One of the wealthiest among the companions, he is known for being one of the ten to whom Paradise was promised. ...
,
Ali ʿAlī ibn Abī Ṭālib ( ar, عَلِيّ بْن أَبِي طَالِب; 600 – 661 CE) was the last of four Rightly Guided Caliphs to rule Islam (r. 656 – 661) immediately after the death of Muhammad, and he was the first Shia Imam. ...
,
Sa'd ibn Abi Waqqas , image = File:Saad ibn Abi Waqqas Masjid an-Nabawi Calligraphy.png , alt = , caption = His name in Arabic calligraphy , birth_date = , death_date = , birth_place = Mecca, Hejaz, Arabia , death_place ...
,
Talha Ṭalḥa ibn ʿUbayd Allāh al-Taymī ( ar, طَلْحَة بن عُبَيْد اللّه التَّيمي, ) was a Companion of the Islamic prophet Muhammad. In Sunni Islam, he is mostly known for being among ('the ten to whom Paradise was ...
,
Uthman Uthman ibn Affan ( ar, عثمان بن عفان, ʿUthmān ibn ʿAffān; – 17 June 656), also spelled by Colloquial Arabic, Turkish and Persian rendering Osman, was a second cousin, son-in-law and notable companion of the Islamic proph ...
and al-Zubayr, elected Uthman caliph. Although Uthman had been an early companion of Muhammad from the time of Mecca and had been devoted to the cause of Islam, he belonged to the Umayyad clan of the
Quraysh The Quraysh ( ar, قُرَيْشٌ) were a grouping of Arab clans that historically inhabited and controlled the city of Mecca and its Kaaba. The Islamic prophet Muhammad was born into the Hashim clan of the tribe. Despite this, many of the Qur ...
tribe—a grouping of Meccan clans to which Muhammad and most of his prominent Meccan companions belonged. Umayyads had been staunch opponents of Muhammad during his ministry, and had converted to Islam only after the
conquest of Mecca The Conquest of Mecca ( ar, فتح مكة , translit=Fatḥ Makkah) was the capture of the town of Mecca by Muslims led by the Islamic prophet Muhammad in December 629 or January 630 AD ( Julian), 10–20 Ramadan, 8 AH. The conquest marked t ...
in 629 near the end of Muhammad's career. Muhammad, and later Abu Bakr and Umar, tried to win the Umayyads over to and incorporate them in the new order by awarding them gifts and important posts.


Opposition to Uthman's policies

Uthman began centralizing the power by reliance on his Umayyad relatives, to the exclusion of other Quraysh, who had enjoyed significant authority during the reign of his two predecessors, and the Ansar, Medinese helpers of Muhammad, who had already lost some importance after his death. Uthman appointed his kinsmen to all of the provincial governorships, and made a number of land and monetary grants to his relatives including
Marwan ibn al-Hakam Marwan ibn al-Hakam ibn Abi al-As ibn Umayya ( ar, links=no, مروان بن الحكم بن أبي العاص بن أمية, Marwān ibn al-Ḥakam ibn Abī al-ʿĀṣ ibn Umayya), commonly known as MarwanI (623 or 626April/May 685), was the fo ...
and Sa'id ibn al-'As. Around the year 650, starting roughly with the latter half of his reign, general opinion turned against Uthman. He was accused of nepotism and of appointing people who are too young to important posts. Uthman's interference in the provincial affairs, that consisted of his declaration of the crown lands of Iraq as the state assets, and his demand that provincial surplus be forwarded to the caliph in Medina, brought about widespread opposition to his rule, especially from Iraq and Egypt, where majority of the conquest armies had settled. The old settlers also saw their status threatened by the land grants in conquered territories to prominent Quraysh like Talha and al-Zubayr and the Caliph allowing late arriving tribal chiefs, such as
Ash'ath ibn Qays Abū Muḥammad Maʿdīkarib ibn Qays ibn Maʿdīkarib (), better known as al-Ashʿath (died ca. 661), was a chieftain of the Kinda tribe of Hadhramawt and founder of the one of the leading noble Arab households of Kufa, one of the two main garr ...
, to acquire lands there in exchange for their lands in Arabia. At the head of the old settlers of Kufa, who subsequently became known as (Qur'an reciters), Malik al-Ashtar Nakha'i began opposing Uthman's policies. Events came to a head when Uthman's governor of Kufa, his relative Sa'id ibn al-'As, was expelled from the city by the . They declared the companion
Abu Musa Ash'ari Abu Musa Abd Allah ibn Qays al-Ash'ari ( ar, أبو موسى عبد الله بن قيس الأشعري, Abū Mūsā ʿAbd Allāh ibn Qays al-Ashʿarī), better known as Abu Musa al-Ash'ari ( ar, أبو موسى الأشعري, Abū Mūsā al-Ash ...
, who had earlier been deposed from the governorship of Basra by Uthman and at that time resided in Kufa, their governor. Uthman deposed from the governorship of Egypt
Amr ibn al-'As ( ar, عمرو بن العاص السهمي; 664) was the Arab commander who led the Muslim conquest of Egypt and served as its governor in 640–646 and 658–664. The son of a wealthy Qurayshite, Amr embraced Islam in and was assigned impor ...
, the conqueror of the province who was popular among the Egyptian troops, in 645-46 and appointed Abdallah ibn Sa'd ibn Abi Sarh in his stead. As Sa'id ibn al-'As was to do in Kufa, Ibn Abi Sarh started taking control of the financial system of the province, forwarding surplus to the capital. The settlers were dissatisfied with this arrangement. Around 654 tension spilled into opposition and some resentful elements under the leadership of Uthman's adopted son
Muhammad ibn Abi Hudhayfa Muhammad ibn Abi Hudhayfa (Arabic: محمد بن أبي حذيفة ) was the son of Abu Hudhayfa ibn 'Utba and Sahla bint Suhail. Since his father adopted Salim Mawla Abi Hudhayfa as his son, Muhammad ibn Abi Hudhayfa and Salim Mawla Abi Hudhay ...
and Abu Bakr's son
Muhammad Muhammad ( ar, مُحَمَّد;  570 – 8 June 632 Common Era, CE) was an Arab religious, social, and political leader and the founder of Islam. According to Muhammad in Islam, Islamic doctrine, he was a prophet Divine inspiration, di ...
, who was the adopted son of Ali, refused to pray behind the governor (the custom was that the government representative would lead the prayers). In January 655, Ibn Abi Sarh was ejected from Egypt by the discontented group, who took over the administration of the province in their own hands. The provincial discontent was coupled with the dissatisfaction of the Ansar and the Quraysh of Medina, including a number of senior companions of Muhammad, who had lost their influence and prestige to Umayyads under Uthman. Qurayshi clans like Zuhra,
Hashim Hashim ( ar, هاشم) is a common male Arabic given name. Hashim may also refer to: *Hashim Amir Ali *Hashim (poet) *Hashim Amla *Hashim Thaçi *Hashim Khan * Hashim Qureshi * Mir Hashim Ali Khan *Hashim al-Atassi *Hashim ibn Abd Manaf *Hashim ib ...
, and
Makhzum The Banu Makhzum () was one of the wealthy clans of the Quraysh. They are regarded as being among the three most powerful and influential clans in Mecca before the advent of Islam, the other two being the Banu Hashim (the tribe of the Islamic proph ...
had withdrawn their support of Uthman, whereas companions Amr ibn al-'As, Talha and Muhammad's widow Ayesha had been severely criticizing the Caliph accusing him of nepotism and innovation in religion. Amr is said to have incited Quraysh against Uthman and urged senior companions to confront him. Letters were sent to Kufa and Egypt by the wives of Muhammad led by Ayesha (they were deeply respected as " mothers of believers") which urged the provincials to rise up against Uthman Ibn Abi Bakr and Ibn Abi Hudhayfa are reported to have deserted a Muslim campaign against the Byzantines, claiming that jihad against the internal enemy (i.e. Uthman) was more important than against the external one, after receiving such a letter. Talha is also reported to have sent such letters to Kufans and Basrans.


Rebellion

Dissatisfaction finally led to rebellion in
Egypt Egypt ( ar, مصر , ), officially the Arab Republic of Egypt, is a transcontinental country spanning the northeast corner of Africa and southwest corner of Asia via a land bridge formed by the Sinai Peninsula. It is bordered by the Mediter ...
,
Kufa Kufa ( ar, الْكُوفَة ), also spelled Kufah, is a city in Iraq, about south of Baghdad, and northeast of Najaf. It is located on the banks of the Euphrates River. The estimated population in 2003 was 110,000. Currently, Kufa and Najaf ...
and
Basra Basra ( ar, ٱلْبَصْرَة, al-Baṣrah) is an Iraqi city located on the Shatt al-Arab. It had an estimated population of 1.4 million in 2018. Basra is also Iraq's main port, although it does not have deep water access, which is hand ...
. When Egyptian rebels gathered near
Medina Medina,, ', "the radiant city"; or , ', (), "the city" officially Al Madinah Al Munawwarah (, , Turkish: Medine-i Münevvere) and also commonly simplified as Madīnah or Madinah (, ), is the Holiest sites in Islam, second-holiest city in Islam, ...
, Uthman asked
Ali ʿAlī ibn Abī Ṭālib ( ar, عَلِيّ بْن أَبِي طَالِب; 600 – 661 CE) was the last of four Rightly Guided Caliphs to rule Islam (r. 656 – 661) immediately after the death of Muhammad, and he was the first Shia Imam. ...
to speak with them. The delegates of
emigrants Emigration is the act of leaving a resident country or place of residence with the intent to settle elsewhere (to permanently leave a country). Conversely, immigration describes the movement of people into one country from another (to permanentl ...
led by Ali and the delegates of Ansar led by
Muhammad Ibn Maslamah Muhammad ibn Maslamah al-Ansari ( ar, محمد بن مسلمة الأنصاري, Muḥammad ibn Maslamah al-Anṣārī; 588 or 591 – 663 or 666) was a companion of the Islamic prophet Muhammad. He was known as "The Knight of Allah's Prophet ...
met them and persuaded them to return. The delegates promised the rebels, in the name of the caliph, redress for all their grievances and agreed to act as guarantors. Due to this mediation and Uthman's commitment, the rebels backed down. As the rebel party was then departing for Egypt, they were overtaken by a courier from Medina. They discovered that the courier was carrying a letter which allegedly bore Caliph Uthman's official seal. The letter instructed the Egyptian governor to kill the rebel party once it arrived back home. Historians now consider the letter to have been issued not by Uthman, but his secretary,
Marwan ibn Al-Hakam Marwan ibn al-Hakam ibn Abi al-As ibn Umayya ( ar, links=no, مروان بن الحكم بن أبي العاص بن أمية, Marwān ibn al-Ḥakam ibn Abī al-ʿĀṣ ibn Umayya), commonly known as MarwanI (623 or 626April/May 685), was the fo ...
. However, upon discovering the contents of the letter, the rebel party immediately returned to Medina and began the
siege A siege is a military blockade of a city, or fortress, with the intent of conquering by attrition warfare, attrition, or a well-prepared assault. This derives from la, sedere, lit=to sit. Siege warfare is a form of constant, low-intensity con ...
.


Beginning of the siege

When Egyptian rebels returned to Medina, outraged by the official letter ordering the capital punishment of their leaders, Ali as the guarantor of Uthman's promises, asked Uthman to speak with the rebels directly. Uthman denied any knowledge of the letter, and Ali and Muhammad Ibn Maslamah attested to this. But by this time the choices offered by the rebels amounted to only the resignation or abdication of Uthman and selection of another caliph. As turmoil broke out, Ali left. He seems to have broken with Uthman in despair over his own inability to break the influence of Marwan on the caliph. Ali intervened only after being informed that the rebels were preventing the delivery of water to the besieged caliph. He tried to mitigate the severity of the siege by his insistence that Uthman should be allowed to have water. He also sent his two sons to protect Uthman's house when he was in danger of being attacked.Madelung (1997), pp. 107 and 134


Assassination of Uthman

The situation worsened on Thursday, 16 June. As Uthman stood in his balcony, Niyar ibn Iyad Aslami, a companion of Muhammad, lectured him from outside and demanded his abdication. In response, one of Marwan's servants threw a stone killing Niyar. Outraged by Uthman's refusal to hand over the attacker, the rebels started preparations to attack. The next day, Friday 17 June, they attacked his house setting the doors on fire. Uthman ordered his defenders to lay down their arms and not fight as he did not want bloodshed. Nevertheless, some of them, including Marwan and Sa'id ibn al-'As, refused and counter-attacked the rebels repelling them from one of the doors. A few of the defenders were killed in the skirmishes whereas Marwan and Sa'id were wounded. Abd Allah ibn al-Zubayr and Hasan ibn Ali are also reported to have been wounded, although other reports indicate that the two had laid down their arms on Uthman's earlier orders. Around the time of mid-day prayers, Uthman was alone inside the house with his wife Naila, reading the Qur'an. Some Egyptian rebels climbed the houses of the neighbors and then jumped into Uthman's. According to the account of
al-Waqidi Abu `Abdullah Muhammad Ibn ‘Omar Ibn Waqid al-Aslami (Arabic ) (c. 130 – 207 AH; c. 747 – 823 AD) was a historian commonly referred to as al-Waqidi (Arabic: ). His surname is derived from his grandfather's name Waqid and thus he became fa ...
(d. 823), Muhammad ibn Abi Bakr held the beard of Uthman threatening to kill him. Uthman rebuked him and asked him to leave. Muhammad pierced his forehead with an arrow. However, in another report Muhammad desisted from killing Uthman after the latter reminded him of his father Abu Bakr. Muhammad then vainly tried defending him from the attackers. Kinana ibn Bishr al-Tujibi then killed him by piercing under his ear from behind with arrows and sword blows. According to a variant account, Kinana hit him with a metal rod and he fell on the ground. Sudan ibn Humran then killed him. In both accounts, Amr ibn Hamiq then sat on his chest and pierced his body a number of times. The house was then looted. Uthman's body was buried at night in the Jewish cemetery as the rebels (or Ansar according to Wellhausen) did not allow him be buried in the Muslim cemetery.


Notes


References


Sources

* * * * * * * * * * * * {{The Arab Kingdom and its Fall
Uthman Uthman ibn Affan ( ar, عثمان بن عفان, ʿUthmān ibn ʿAffān; – 17 June 656), also spelled by Colloquial Arabic, Turkish and Persian rendering Osman, was a second cousin, son-in-law and notable companion of the Islamic proph ...
7th-century crime * 656 Uthman