The Anti-Ballistic Missile Treaty (ABM Treaty or ABMT) (1972–2002) was an arms control treaty between the
United States
The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 U.S. state, states, a Washington, D.C., federal district, five ma ...
and the
Soviet Union
The Soviet Union,. officially the Union of Soviet Socialist Republics. (USSR),. was a List of former transcontinental countries#Since 1700, transcontinental country that spanned much of Eurasia from 1922 to 1991. A flagship communist state, ...
on the limitation of the anti-ballistic missile (ABM) systems used in defending areas against
ballistic missile
A ballistic missile is a type of missile that uses projectile motion to deliver warheads on a target. These weapons are guided only during relatively brief periods—most of the flight is unpowered. Short-range ballistic missiles stay within ...
-delivered
nuclear weapon
A nuclear weapon is an explosive device that derives its destructive force from nuclear reactions, either fission (fission bomb) or a combination of fission and fusion reactions ( thermonuclear bomb), producing a nuclear explosion. Both bom ...
s. It was intended to reduce pressures to build more nuclear weapons to maintain deterrence. Under the terms of the treaty, each party was limited to two ABM complexes, each of which was to be limited to 100 anti-ballistic missiles.
Signed in 1972, it was in force for the next 30 years. In 1997, five years after the dissolution of the Soviet Union, four former Soviet republics agreed with the United States to succeed the USSR's role in the treaty. In June 2002 the United States withdrew from the treaty, leading to its termination, citing risks of
nuclear blackmail
Nuclear blackmail is a form of nuclear strategy in which an aggressor uses the threat of use of nuclear weapons to force an adversary to perform some action or make some concessions. It is a type of extortion that is related to brinkmanship.
Effe ...
.
Background
Throughout the late 1950s and into the 1960s, the United States and the Soviet Union had been developing missile systems with the ability to shoot down incoming
Intercontinental ballistic missile
An intercontinental ballistic missile (ICBM) is a ballistic missile with a range greater than , primarily designed for nuclear weapons delivery (delivering one or more thermonuclear warheads). Conventional, chemical, and biological weapons ...
(ICBM) warheads. During this period, the US considered the defense of the US as part of reducing the overall damage inflicted in a full nuclear exchange. As part of this defense,
Canada
Canada is a country in North America. Its ten provinces and three territories extend from the Atlantic Ocean to the Pacific Ocean and northward into the Arctic Ocean, covering over , making it the world's second-largest country by tota ...
and the US established the North American Air Defense Command (now called
North American Aerospace Defense Command
North American Aerospace Defense Command (NORAD ), known until March 1981 as the North American Air Defense Command, is a combined organization of the United States and Canada that provides aerospace warning, air sovereignty, and protection ...
).
By the early 1950s, US research on the Nike Zeus missile system had developed to the point where small improvements would allow it to be used as the basis of an operational ABM system. Work started on a short-range, high-speed counterpart known as
Sprint
Sprint may refer to:
Aerospace
*Spring WS202 Sprint, a Canadian aircraft design
*Sprint (missile), an anti-ballistic missile
Automotive and motorcycle
*Alfa Romeo Sprint, automobile produced by Alfa Romeo between 1976 and 1989
*Chevrolet Sprint, ...
to provide defense for the ABM sites themselves. By the mid-1960s, both systems showed enough promise to start development of base selection for a limited ABM system dubbed Sentinel. In 1967, the US announced that Sentinel itself would be scaled down to the smaller and less expensive
Safeguard
A safeguard, in international law, is a restraint on international trade or economic development to protect communities from development aggression or home industries from foreign competition.
In the World Trade Organization (WTO), a member may ...
. Soviet doctrine called for development of its own ABM system and return to strategic parity with the US. This was achieved with the operational deployment of the A-35 ABM system and its successors, which remain operational to this day.
The development of multiple independently targetable reentry vehicle ( MIRV) systems allowed a single ICBM to deliver as many as ten separate warheads at a time. An ABM defense system could be overwhelmed with the sheer number of warheads. Upgrading it to counter the additional warheads would be economically unfeasible: The defenders required one rocket per incoming warhead, whereas the attackers could place 10 warheads on a single missile at a reasonable cost. To further protect against ABM systems, the Soviet MIRV missiles were equipped with decoys; R-36M heavy missiles carried as many as 40. These decoys would appear as warheads to an ABM, effectively requiring engagement of five times as many targets and rendering defense even less effective.
ABM Treaty
The United States first proposed an anti-ballistic missile treaty at the 1967 Glassboro Summit Conference during discussions between U.S. Secretary of Defense
Robert McNamara
Robert Strange McNamara (; June 9, 1916 – July 6, 2009) was an American business executive and the eighth United States Secretary of Defense, serving from 1961 to 1968 under Presidents John F. Kennedy and Lyndon B. Johnson. He remains the ...
and Chairman of the Council of Ministers of the Soviet Union
Alexei Kosygin
Alexei Nikolayevich Kosygin ( rus, Алексе́й Никола́евич Косы́гин, p=ɐlʲɪkˈsʲej nʲɪkɐˈla(j)ɪvʲɪtɕ kɐˈsɨɡʲɪn; – 18 December 1980) was a Soviet statesman during the Cold War. He served as the Prem ...
. McNamara argued both that ballistic missile defense could provoke an arms race, and that it might provoke a first-strike against the nation fielding the defense. Kosygin rejected this reasoning. They were trying to minimize the number of nuclear missiles in the world. Following the proposal of the Sentinel and Safeguard decisions on American ABM systems, the
Strategic Arms Limitation Talks
The Strategic Arms Limitation Talks (SALT) were two rounds of bilateral conferences and corresponding international treaties involving the United States and the Soviet Union. The Cold War superpowers dealt with arms control in two rounds o ...
began in November 1969 (SALT I). By 1972 an agreement had been reached to limit strategic defensive systems. Each country was allowed two sites at which it could base a defensive system, one for the capital and one for ICBM silos.
The treaty was signed during the 1972 Moscow Summit on 26 May by the
President of the United States
The president of the United States (POTUS) is the head of state and head of government of the United States of America. The president directs the Federal government of the United States#Executive branch, executive branch of the Federal gove ...
,
Richard Nixon
Richard Milhous Nixon (January 9, 1913April 22, 1994) was the 37th president of the United States, serving from 1969 to 1974. A member of the Republican Party, he previously served as a representative and senator from California and was t ...
and the
General Secretary of the Communist Party of the Soviet Union
A general officer is an officer of high rank in the armies, and in some nations' air forces, space forces, and marines or naval infantry.
In some usages the term "general officer" refers to a rank above colonel."general, adj. and n.". O ...
,
Leonid Brezhnev
Leonid Ilyich Brezhnev; uk, links= no, Леонід Ілліч Брежнєв, . (19 December 1906– 10 November 1982) was a Soviet politician who served as General Secretary of the Communist Party of the Soviet Union between 1964 and ...
; and ratified by the US Senate on 3 August 1972.
The 1974 Protocol reduced the number of sites to one per party, largely because neither country had developed a second site. The sites were
Moscow
Moscow ( , US chiefly ; rus, links=no, Москва, r=Moskva, p=mɐskˈva, a=Москва.ogg) is the capital and largest city of Russia. The city stands on the Moskva River in Central Russia, with a population estimated at 13.0 million ...
for the USSR and the North Dakota Safeguard Complex for the US, which was already under construction.
Missiles limited by the treaty
The Treaty limited only ABMs capable of defending against "strategic ballistic missiles", without attempting to define "strategic". It was understood that both ICBMs and SLBMs are obviously "strategic". Neither country intended to stop the development of counter-tactical ABMs. The topic became disputable as soon as most potent counter-tactical ABMs started to be capable of shooting down SLBMs (SLBMs naturally tend to be much slower than ICBMs), nevertheless both sides continued counter-tactical ABM development.
After the SDI announcement
On 23 March 1983, Ronald Reagan announced the Strategic Defense Initiative, a research program into ballistic missile defense which would be "consistent with our obligations under the ABM Treaty". Reagan was wary of mutual deterrence with what he had recently called an "
Evil Empire
An evil empire is a speculative fiction trope in which a major antagonist of the story is a technologically advanced nation, typically ruled by an evil emperor or empress, that aims to control the world or conquer some specific group. They a ...
", and wanted to escape the traditional confines of
mutual assured destruction
Mutual assured destruction (MAD) is a doctrine of military strategy and national security policy which posits that a full-scale use of nuclear weapons by an attacker on a nuclear-armed defender with second-strike capabilities would cause the ...
. The project was a blow to
Yuri Andropov
Yuri Vladimirovich Andropov (– 9 February 1984) was the sixth paramount leader of the Soviet Union and the fourth General Secretary of the Communist Party of the Soviet Union. After Leonid Brezhnev's 18-year rule, Andropov served in the po ...
's so-called "peace offensive". Andropov said that "It is time ashingtonstopped thinking up one option after another in search of the best way of unleashing nuclear war in the hope of winning it. To do this is not just irresponsible. It is madness".
Regardless of the opposition, Reagan gave every indication that SDI would not be used as a bargaining chip and that the United States would do all in its power to build the system. The Soviets were threatened because the Americans might have been able to make a nuclear first strike possible. In ''The Nuclear Predicament,'' Beckman claims that one of the central goals of Soviet diplomacy was to terminate SDI. A surprise attack from the Americans would destroy much of the Soviet ICBM fleet, allowing SDI to defeat a "ragged" Soviet retaliatory response. Furthermore, if the Soviets chose to enter this new arms race, they would further cripple their economy. The Soviets could not afford to ignore Reagan's new endeavor, therefore their policy at the time was to enter negotiations with the Americans. By 1987, however, the USSR withdrew its opposition, concluding the SDI posed no threat and scientifically "would never work".
SDI research went ahead, although it did not achieve the hoped-for result. SDI research was cut back following the end of Reagan's presidency, and in 1995 it was reiterated in a presidential joint statement that "missile defense systems may be deployed...
hat
A hat is a head covering which is worn for various reasons, including protection against weather conditions, ceremonial reasons such as university graduation, religious reasons, safety, or as a fashion accessory. Hats which incorporate mech ...
will not pose a realistic threat to the strategic nuclear force of the other side and will not be tested to...
reate
Rieti (; lat, Reate, Sabino: ) is a town and ''comune'' in Lazio, central Italy, with a population of 47,700. It is the administrative seat of the province of Rieti and see of the diocese of Rieti, as well as the modern capital of the Sabina ...
that capability." This was reaffirmed in 1997.
Theater Missile Defense negotiations
The ABM Treaty prohibited "National Missile Defense" (NMD), but some interpreted it to allow more limited systems called "Theater Missile Defense" (TMD). This is because Article II of the treaty defined "ABM Systems" as those that "counter strategic missiles", which are typically defined as those with "intercontinental capability". Thus, TMD supporters argued, the treaty did not prohibit systems that defended against the countering of
theatre ballistic missile
A theatre ballistic missile (TBM) is any ballistic missile with a range less than , used against targets " in-theatre". Its range is thus between that of tactical and intermediate-range ballistic missiles. The term is a relatively new one, encomp ...
s. The US had already developed and used such systems, including the Patriot Missile during the
Gulf War
The Gulf War was a 1990–1991 armed campaign waged by a Coalition of the Gulf War, 35-country military coalition in response to the Iraqi invasion of Kuwait. Spearheaded by the United States, the coalition's efforts against Ba'athist Iraq, ...
.
The problem arose as TMD systems could also potentially be capable of countering strategic ballistic missiles, not just theatre ballistic missiles. The Clinton administration began negotiations with the Russians in 1993 to make amendments to the treaty. After much discussion, Presidents Clinton and Boris Yeltsin signed addendum to the treaty on September 9, 1997. According to these new agreements, the treaty permitted missile defense systems to have a velocity up to 5 km/s as long as it had not been tested against targets traveling faster than 5 km/s.
The 1997 agreement were eventually ratified by the Russian parliament on May 4, 2000 (along with
START II
START II (Strategic Arms Reduction Treaty) was a bilateral treaty between the United States and Russia on the Reduction and Limitation of Strategic Offensive Arms. It was signed by US President George H. W. Bush and Russian President Boris Yel ...
treaty). However, it was opposed in the US Senate by some Republican senators led by
Jesse Helms
Jesse Alexander Helms Jr. (October 18, 1921 – July 4, 2008) was an American politician. A leader in the conservative movement, he served as a senator from North Carolina from 1973 to 2003. As chairman of the Senate Foreign Relations Committee ...
. As a result, Clinton never submitted the agreement to Congress, fearing that Helms would stall their ratification or defeat it outright.
Successor states to the Soviet Union
Although the Soviet Union ceased to exist in December 1991, in the view of the U.S. Department of State, the treaty continued in force. For the purposes of the treaty, Russia was confirmed USSR's successor state in January 1992. Belarus and Ukraine were treated as successors at the ABM review conference in October 1993 and Kazakhstan was added as a successor shortly after. Belarus, Ukraine and Kazakhstan became regular participants at ABM treaty meetings known as Standing Consultative Commissions. An additional memorandum of understanding was prepared in 1997, establishing Belarus, Kazakhstan, the Russian Federation, and Ukraine as successor states to the Soviet Union, for the purposes of the treaty. The US considered only extended the obligations to these countries, and not all, as only these ones had significant ABM assets. As the ABM treaty allowed for only a single ABM deployment, the State Department deemed that only a single ABM system would be collectively permitted among Russia, Ukraine, Kazakhstan and Belarus.
In the United States, there was a debate on whether after the dissolution of the USSR, the ABM Treaty was still in effect. A month after USSR's dissolution, President George H. W. Bush affirmed the ABM Treaty and regarded Russia as USSR's successor. Russia also accepted the ABM Treaty. Later on, President
Clinton
Clinton is an English toponymic surname, indicating one's ancestors came from English places called Glympton or Glinton.Hanks, P. & Hodges, F. ''A Dictionary of Surnames''. Oxford University Press, 1988 Clinton has frequently been used as a given ...
would affirm the validity of the treaty, as would President George W. Bush (before he terminated it). However, some Americans (mostly conservative Republicans) argued that the treaty was not in effect because the USSR had no successor state. This was deemed inconsistent, as Russia did indeed inherit the USSR's obligations (including its UNSC seat, its debts, its agreements on nonproliferation etc.). Former CIA director
James Woolsey
Robert James Woolsey Jr. (born September 21, 1941) is an American political appointee who has served in various senior positions. He headed the Central Intelligence Agency as Director of Central Intelligence from February 5, 1993, until January 1 ...
argued that in order for the treaty to remain in force, both the US and Russia had to accept it, and that President Clinton could not accept it without Congressional approval. According to
Michael J. Glennon
Michael J. Glennon is professor of international law at The Fletcher School of Law and Diplomacy at Tufts University. He is the author of '' National Security and Double Government'' (2014).George W. Bush gave
Russia
Russia (, , ), or the Russian Federation, is a transcontinental country spanning Eastern Europe and Northern Asia. It is the largest country in the world, with its internationally recognised territory covering , and encompassing one-eigh ...
notice of the United States' withdrawal from the treaty, in accordance with the clause that required six months' notice before terminating the pact—the first time in recent history that the United States has withdrawn from a major international arms treaty. This led to the eventual creation of the American
Missile Defense Agency
The Missile Defense Agency (MDA) is the section of the United States government's Department of Defense responsible for developing a layered defense against ballistic missiles. It had its origins in the Strategic Defense Initiative (SDI) whi ...
.
Supporters of the withdrawal argued that it was a necessity in order to test and build a limited
National Missile Defense
National missile defense (NMD) is a generic term for a type of missile defense intended to shield an entire country against incoming missiles, such as intercontinental ballistic missile (ICBMs) or other ballistic missiles.
This is also use ...
to protect the United States from
nuclear blackmail
Nuclear blackmail is a form of nuclear strategy in which an aggressor uses the threat of use of nuclear weapons to force an adversary to perform some action or make some concessions. It is a type of extortion that is related to brinkmanship.
Effe ...
by a
rogue state
"Rogue state" (or sometimes "outlaw state") is a term applied by some international theorists to states that they consider threatening to the world's peace. These states meet certain criteria, such as being ruled by authoritarian or totalitar ...
. But, the withdrawal had many foreign and domestic critics, who said the construction of a missile defense system would lead to fears of a U.S. nuclear
first strike First strike most commonly refers to:
* Pre-emptive nuclear strike
* Pre-emptive war
First strike may also refer to:
* ''First Strike'' (1996 film), also known as ''Jackie Chan's First Strike'' or ''Police Story 4: First Strike'', an action movie ...
, as the missile defense could blunt the retaliatory strike that would otherwise deter such a preemptive attack. John Rhinelander, a negotiator of the ABM treaty, predicted that the withdrawal would be a "fatal blow" to the
Non-Proliferation Treaty
The Treaty on the Non-Proliferation of Nuclear Weapons, commonly known as the Non-Proliferation Treaty or NPT, is an international treaty whose objective is to prevent the spread of nuclear weapons and weapons technology, to promote cooperation ...
and would lead to a "world without effective legal constraints on
nuclear proliferation
Nuclear proliferation is the spread of nuclear weapons, fissionable material, and weapons-applicable nuclear technology and information to nations not recognized as "Nuclear Weapon States" by the Treaty on the Non-Proliferation of Nuclear Weap ...
Vladimir Putin
Vladimir Vladimirovich Putin; (born 7 October 1952) is a Russian politician and former intelligence officer who holds the office of president of Russia. Putin has served continuously as president or prime minister since 1999: as prime m ...
stated that American withdrawal from ABM was a mistake, but added that Russia did not feel threatened by it. China expressed displeasure at America's withdrawal.
Russia and the United States signed the Strategic Offensive Reductions Treaty in Moscow on 24 May 2002. This treaty mandates cuts in deployed strategic nuclear warheads, but without actually mandating cuts to total stockpiled warheads, and without any mechanism for enforcement.
On June 13, 2002, the US withdrew from ABM (having given notice 6 months earlier). The next day, Russia declared it would no longer abide by the
START II
START II (Strategic Arms Reduction Treaty) was a bilateral treaty between the United States and Russia on the Reduction and Limitation of Strategic Offensive Arms. It was signed by US President George H. W. Bush and Russian President Boris Yel ...
treaty, which had not entered into force.
In
interviews
An interview is a structured conversation where one participant asks questions, and the other provides answers.Merriam Webster DictionaryInterview Dictionary definition, Retrieved February 16, 2016 In common parlance, the word "interview" r ...
with
Oliver Stone
William Oliver Stone (born September 15, 1946) is an American film director, producer, and screenwriter. Stone won an Academy Award for Best Adapted Screenplay as writer of '' Midnight Express'' (1978), and wrote the gangster film remake '' Sca ...
in 2017, Russian president Vladimir Putin said that in trying to persuade Russia to accept US withdrawal from the treaty, both
Bill Clinton
William Jefferson Clinton (Birth name, né Blythe III; born August 19, 1946) is an American politician who served as the 42nd president of the United States from 1993 to 2001. He previously served as governor of Arkansas from 1979 to 1981 ...
and George W. Bush had tried, without evidence, to convince him of an emerging nuclear threat from
Iran
Iran, officially the Islamic Republic of Iran, and also called Persia, is a country located in Western Asia. It is bordered by Iraq and Turkey to the west, by Azerbaijan and Armenia to the northwest, by the Caspian Sea and Turkm ...
.
On 1 March 2018, Russian president
Vladimir Putin
Vladimir Vladimirovich Putin; (born 7 October 1952) is a Russian politician and former intelligence officer who holds the office of president of Russia. Putin has served continuously as president or prime minister since 1999: as prime m ...
at the time, in an address to the Federal Assembly, announced the development of a series of technologically new missile systems in response to U.S. withdrawal from the ABM Treaty. His statements were referred to by an anonymous US official under the
Trump administration
Donald Trump's tenure as the List of presidents of the United States, 45th president of the United States began with Inauguration of Donald Trump, his inauguration on January 20, 2017, and ended on January 20, 2021. Trump, a Republican Party ...
as largely boastful untruths. In 2018 he claimed that this decision triggered him to order an increase in Russia's nuclear capabilities, designed to counterbalance U.S. ones.