ARPA-E, or Advanced Research Projects Agency–Energy is a
United States government
The federal government of the United States (U.S. federal government or U.S. government) is the national government of the United States, a federal republic located primarily in North America, composed of 50 states, a city within a fede ...
agency tasked with promoting and funding research and development of advanced energy technologies. It is modeled after the
Defense Advanced Research Projects Agency
The Defense Advanced Research Projects Agency (DARPA) is a research and development agency of the United States Department of Defense responsible for the development of emerging technologies for use by the military.
Originally known as the Adv ...
(DARPA).
The current Acting Director is ARPA-E Deputy Director for Technology Jennifer Gerbi.
History and mission
Legislative history
ARPA-E was initially conceived by a report by the
National Academies
A national academy is an organizational body, usually operating with state financial support and approval, that co-ordinates scholarly research activities and standards for academic disciplines, most frequently in the sciences but also the humanit ...
entitled ''Rising Above the Gathering Storm: Energizing and Employing America for a Brighter Economic Future''. The report described a need for the US to stimulate innovation and develop clean, affordable, and reliable energy. ARPA-E was officially created by the
America COMPETES Act
The America Creating Opportunities to Meaningfully Promote Excellence in Technology, Education, and Science Act of 2007, or America COMPETES Act,
, authored by Congressman
Bart Gordon
Barton Jennings Gordon (born January 24, 1949) is an American politician and former U.S. Representative for , serving from 1985 until 2011. The district includes several rural areas and fast-growing suburbs east of Nashville. He was Chairman of t ...
, within the
United States Department of Energy
The United States Department of Energy (DOE) is an executive department of the U.S. federal government that oversees U.S. national energy policy and manages the research and development of nuclear power and nuclear weapons in the United Stat ...
(DOE) in 2007, though without a budget. The initial budget of about $400 million was a part of the economic stimulus bill of February 2009.
In early January 2011, the
America COMPETES Reauthorization Act of 2010
The United States of America (U.S.A. or USA), commonly known as the United States (U.S. or US) or America, is a country primarily located in North America. It consists of 50 states, a federal district, five major unincorporated territorie ...
made additional changes to ARPA-E's structure; this structure is codified in Title 42, Chapter 149, Subchapter XVII, § 16538 of the United States Code.
Among its main provisions, Section 16538 provides that ARPA-E shall achieve its goals through energy technology projects by doing the following:
# Identifying and promoting revolutionary advances in fundamental and applied sciences;
# Translating scientific discoveries and cutting-edge inventions into technological innovations; and
# Accelerating transformational technological advances in areas that industry by itself is not likely to undertake because of technical and financial uncertainty.
Mission
Like DARPA does for military technology, ARPA-E is intended to fund high-risk, high-reward research involving government labs, private industry, and universities that might not otherwise be pursued. ARPA-E has four objectives:
# To bring a freshness, excitement, and sense of mission to energy research that will attract the U.S.'s best and brightest minds;
# To focus on creative, transformation energy research that the industry cannot, or will not support due to its high risk, but that has high reward potential;
# To utilize an ARPA-like organization that is flat, nimble, and sparse, capable of sustaining for long periods of time those projects whose promise remains real, while phasing out programs that do not prove to be as promising as anticipated; and
# To create a new tool to bridge the gap between basic energy research and development/industrial innovation.
Launch
ARPA-E was created as part of the America COMPETES act signed by President
George W. Bush
George Walker Bush (born July 6, 1946) is an American politician who served as the 43rd president of the United States from 2001 to 2009. A member of the Republican Party, Bush family, and son of the 41st president George H. W. Bush, he ...
in August 2007. President
Barack Obama
Barack Hussein Obama II ( ; born August 4, 1961) is an American politician who served as the 44th president of the United States from 2009 to 2017. A member of the Democratic Party, Obama was the first African-American president of the U ...
announced the launch of ARPA-E on April 27, 2009 as part of an announcement about federal investment in research and development and science education. Soon after its launch, ARPA-E released its first Funding Opportunity Announcement, offering $151 million in total with individual awards ranging from $500,000 to $9 million. Applicants submitted eight-page "concept papers" that outlined the technical concept; some were invited to submit full applications.
Arun Majumdar
Arunava Majumdar is a materials scientist, engineer, and the inaugural dean of the Stanford Doerr School of Sustainability. He was nominated for the position of Under Secretary of Energy in the United States between November 30, 2011 and May 15 ...
, former deputy director of the
Lawrence Berkeley National Laboratory
Lawrence Berkeley National Laboratory (LBNL), commonly referred to as the Berkeley Lab, is a United States Department of Energy National Labs, United States national laboratory that is owned by, and conducts scientific research on behalf of, t ...
, was appointed the first director of ARPA-E in September 2009, over six months after the organization was first funded.
U.S. Secretary of Energy
The United States secretary of energy is the head of the United States Department of Energy, a member of the Cabinet of the United States, and fifteenth in the presidential line of succession. The position was created on October 1, 1977, when Pr ...
Steven Chu
Steven ChuWashington, D.C.
)
, image_skyline =
, image_caption = Clockwise from top left: the Washington Monument and Lincoln Memorial on the National Mall, United States Capitol, Logan Circle, Jefferson Memorial, White House, Adams Morgan, ...
Timeline
2006
The National Academies released “Rising Above the Gathering Storm” report.
August 9, 2007
President
George W. Bush
George Walker Bush (born July 6, 1946) is an American politician who served as the 43rd president of the United States from 2001 to 2009. A member of the Republican Party, Bush family, and son of the 41st president George H. W. Bush, he ...
signed into law the America COMPETES Act that codified many of the recommendations in the National Academies report, thus creating ARPA-E.
April 27, 2009
President
Barack Obama
Barack Hussein Obama II ( ; born August 4, 1961) is an American politician who served as the 44th president of the United States from 2009 to 2017. A member of the Democratic Party, Obama was the first African-American president of the U ...
allocated $400 million in funding to ARPA-E from the
American Recovery and Reinvestment Act of 2009
The American Recovery and Reinvestment Act of 2009 (ARRA) (), nicknamed the Recovery Act, was a stimulus package enacted by the 111th U.S. Congress and signed into law by President Barack Obama in February 2009. Developed in response to the Gr ...
.
September 18, 2009
President Barack Obama nominated
Arun Majumdar
Arunava Majumdar is a materials scientist, engineer, and the inaugural dean of the Stanford Doerr School of Sustainability. He was nominated for the position of Under Secretary of Energy in the United States between November 30, 2011 and May 15 ...
as Director of ARPA-E.
October 22, 2009
Senate confirmed Arun Majumdar as ARPA-E's first Director.
October 26, 2009
Department of Energy awarded $151 million in Recovery Act funds for 37 energy research projects under ARPA-E's first Funding Opportunity Announcement.
December 7, 2009
U.S. Secretary of Energy
Steven Chu
Steven ChuJoe Biden announced 37 awarded projects under ARPA-E's second funding opportunity.
July 12, 2010
Department of Energy awarded $92 Million for 42 research projects under ARPA-E's third funding opportunity.
December 8, 2014
Ellen Williams confirmed by Senate as Director of ARPA-E.
June 28, 2019
Lane Genatowski confirmed by Senate as Director of ARPA-E.
ARPA-E and EERE
ARPA-E was created to fund energy technology projects that translate scientific discoveries and inventions into technological innovations, and accelerate technological advances in high-risk areas that industry is not likely to pursue independently. This goal is similar to the work of the U.S. Department of Energy's Office of Energy Efficiency and Renewable Energy (EERE) which advances clean energy projects according to established roadmaps. However, ARPA-E also funds advanced technology in other spaces such as natural gas and grid technology. ARPA-E does not fund incremental improvements to existing technologies or roadmaps established by existing DOE programs.
Project creation and the review process
ARPA-E programs are created through a process of debate surrounding the technical/scientific merits and challenges of potential research areas. Programs must satisfy both “technology push”—the technical merit of innovative platform technologies that can be applied to energy systems—and “market pull”—the potential market impact and cost-effectiveness of the technology.
Project creation
The program creation process begins with a “deep dive” where an energy problem is explored to identify potential topics for program development. ARPA-E Program Directors then hold technical workshops to gather input from experts in various disciplines about current and upcoming technologies. To date, ARPA-E has hosted or co-hosted 13 technical workshops.
Following each workshop, the Program Director proposes a new program and defends the program against a set of criteria that justifies its creation. The Program Director then refines the program, incorporating feedback, and seeks approval from the Director. If successful, a new ARPA-E program is created, and a funding opportunity announcement (FOA) is released soliciting project proposals.
Peer review process
The ARPA-E peer review process is designed to help drive program success. During proposal review, ARPA-E solicits external feedback from leading experts in a particular field. ARPA-E reviewers evaluate applications over several weeks and then convene a review panel.
One notable facet of ARPA-E's evaluation process is the opportunity for the applicant to read reviewers’ comments and provide a rebuttal that the Agency reviews before making funding decisions. The applicant response period allows ARPA-E to avoid misunderstandings by asking clarifying questions that enable ARPA-E to make informed decisions.
Funding and awards
First funding opportunity
The U.S. Department of Energy and ARPA-E awarded $151 million in
American Recovery and Reinvestment Act
American(s) may refer to:
* American, something of, from, or related to the United States of America, commonly known as the "United States" or "America"
** Americans, citizens and nationals of the United States of America
** American ancestry, pe ...
funds on October 26, 2009 for 37 energy research projects. It supported
renewable energy
Renewable energy is energy that is collected from renewable resources that are naturally replenished on a human timescale. It includes sources such as sunlight, wind, the movement of water, and geothermal heat. Although most renewable energy ...
technologies for
solar cell
A solar cell, or photovoltaic cell, is an electronic device that converts the energy of light directly into electricity by the photovoltaic effect, which is a physical and chemical phenomenon.
s,
wind turbine
A wind turbine is a device that converts the kinetic energy of wind into electrical energy. Hundreds of thousands of large turbines, in installations known as wind farms, now generate over 650 gigawatts of power, with 60 GW added each year. ...
s,
geothermal drilling
A ground source heat pump (also geothermal heat pump) is a heating/cooling system for buildings that uses a type of heat pump to transfer heat to or from the ground, taking advantage of the relative constancy of temperatures of the earth through ...
,
biofuel
Biofuel is a fuel that is produced over a short time span from biomass, rather than by the very slow natural processes involved in the formation of fossil fuels, such as oil. According to the United States Energy Information Administration (E ...
s, and
biomass energy crop
Energy crops are low-cost and low-maintenance crops grown solely for energy production by combustion (not for food). The crops are processed into solid, liquid or gaseous fuels, such as pellets, bioethanol or biogas. The fuels are burned to g ...
s. The grants also supported
energy efficiency
Energy efficiency may refer to:
* Energy efficiency (physics), the ratio between the useful output and input of an energy conversion process
** Electrical efficiency, useful power output per electrical power consumed
** Mechanical efficiency, a ra ...
technologies, including
power electronics
Power electronics is the application of electronics to the control and conversion of electric power.
The first high-power electronic devices were made using mercury-arc valves. In modern systems, the conversion is performed with semiconducto ...
and
engine-generator
An engine–generator is the combination of an electrical generator and an engine (prime mover) mounted together to form a single piece of equipment. This combination is also called an ''engine–generator set'' or a ''gen-set''. In many contexts ...
waste heat recovery
A waste heat recovery unit (WHRU) is an energy recovery heat exchanger that transfers heat from process outputs at high temperature to another part of the process for some purpose, usually increased efficiency. The WHRU is a tool involved in cogen ...
,
smart glass
Smart glass or switchable glass (also called a smart window or switchable window) is a glass or glazing whose light transmission properties dynamically alter to control the passage of solar irradiation into buildings. In general, the glass chan ...
and control systems for
smart building
Building automation (BAS), also known as building management system (BMS) or building energy management system (BEMS), is the automatic centralized control of a building's HVAC (heating, ventilation and air conditioning), electrical, lighting, ...
s,
light-emitting diode
A light-emitting diode (LED) is a semiconductor device that emits light when current flows through it. Electrons in the semiconductor recombine with electron holes, releasing energy in the form of photons. The color of the light (cor ...
water desalination
Desalination is a process that takes away mineral components from saline water. More generally, desalination refers to the removal of salts and minerals from a target substance, as in soil desalination, which is an issue for agriculture. Saltw ...
,
catalyst
Catalysis () is the process of increasing the rate of a chemical reaction by adding a substance known as a catalyst (). Catalysts are not consumed in the reaction and remain unchanged after it. If the reaction is rapid and the catalyst recyc ...
s to split water into hydrogen and oxygen, improved
fuel cell
A fuel cell is an electrochemical cell that converts the chemical energy of a fuel (often hydrogen) and an oxidizing agent (often oxygen) into electricity through a pair of redox reactions. Fuel cells are different from most batteries in requ ...
membranes, and more energy-dense
magnetic material
A magnet is a material or object that produces a magnetic field. This magnetic field is invisible but is responsible for the most notable property of a magnet: a force that pulls on other ferromagnetic materials, such as iron, steel, nickel ...
s for electronic components. Six grants went to
energy storage
Energy storage is the capture of energy produced at one time for use at a later time to reduce imbalances between energy demand and energy production.
A device that stores energy is generally called an accumulator or battery.
Energy comes in ...
technologies, including an
ultracapacitor
A supercapacitor (SC), also called an ultracapacitor, is a high-capacity capacitor, with a capacitance value much higher than other capacitors but with lower voltage limits. It bridges the gap between electrolytic capacitors and rechargeable b ...
, improved
lithium-ion batteries
A lithium-ion or Li-ion battery is a type of rechargeable battery which uses the reversible reduction of lithium ions to store energy. It is the predominant battery type used in portable consumer electronics and electric vehicles. It also se ...
ionic liquid
An ionic liquid (IL) is a salt in the liquid state. In some contexts, the term has been restricted to salts whose melting point is below a specific temperature, such as . While ordinary liquids such as water and gasoline are predominantly made of ...
bioreactor
A bioreactor refers to any manufactured device or system that supports a biologically active environment. In one case, a bioreactor is a vessel in which a chemical reaction, chemical process is carried out which involves organisms or biochemistry, ...
with potential to produce gasoline directly from sunlight and carbon dioxide, and
crystal growth
A crystal is a solid material whose constituent atoms, molecules, or ions are arranged in an orderly repeating pattern extending in all three spatial dimensions. Crystal growth is a major stage of a crystallization process, and consists of the a ...
technology to lower the cost of
light emitting diodes
A light-emitting diode (LED) is a semiconductor device that emits light when current flows through it. Electrons in the semiconductor recombine with electron holes, releasing energy in the form of photons. The color of the light (cor ...
.
Second funding opportunity
The U.S. Secretary of Energy
Steven Chu
Steven ChuBiden announced the 37 awardees that ARPA-E had selected from over 540 initial concept papers.Vice President Biden Announces Recovery Act funding for 37 Transformation Energy Research Projects, The awards ranged from around $500,000 to $6 million and involved a variety of national laboratories, universities, and companies.
Unlike the First Funding Opportunity, the Second Funding Opportunity designated project submissions by category. Of the selected projects, 14 focused on IMPAACT, 13 focused on Electrofuels, and 10 focused on BEEST. For example,
Harvard Medical School
Harvard Medical School (HMS) is the graduate medical school of Harvard University and is located in the Longwood Medical Area of Boston, Massachusetts. Founded in 1782, HMS is one of the oldest medical schools in the United States and is consi ...
submitted a project under Electrofuels entitled "Engineering a Bacterial Reverse Fuel Cell," which focuses on development of a bacterium that can convert carbon dioxide into gasoline.
MIT
The Massachusetts Institute of Technology (MIT) is a private land-grant research university in Cambridge, Massachusetts. Established in 1861, MIT has played a key role in the development of modern technology and science, and is one of the mo ...
received an award under BEEST for a proposal entitled "Semi-Solid Rechargeable Fuel Battery," a concept for producing lighter, smaller, and cheaper vehicle batteries. IMPAACT projects included the GE Global Research Center's "CO2 Capture Process Using Phase-Changing Absorbents," which focuses on a liquid that turns solid when exposed to carbon dioxide.
Third funding opportunity
On March 2, 2010, at the inaugural ARPA-E Energy Innovation Summit, U.S. Energy Secretary Steven Chu announced a third funding opportunity for ARPA-E projects. Like the second funding opportunity, ARPA-E solicited projects by category: Grid-Scale Rampable Intermittent Dispatchable Storage (GRIDS), Agile Delivery of Electrical Power Technology (ADEPT), and Building Energy Efficiency Through Innovative Thermodevices (BEET-IT). GRIDS welcomed projects that focused on widespread deployment of cost-effective grid-scale energy storage in two specific areas: 1) proof of concept storage component projects focused on validating new, over-the-horizon electrical energy storage concepts, and 2) advanced system prototypes that address critical shortcomings of existing grid-scale energy storage technologies. ADEPT focused on investing in materials for fundamental advances in soft magnetics, high voltage switches, and reliable, high-density charge storage in three categories: 1) fully integrated, chip-scale power converters for applications including, but not limited to, compact, efficient drivers for solid-state lighting, distributed micro-inverters for photovoltaics, and single-chip power supplies for computers, 2) kilowatt scale package integrated power converters by enabling applications such as low-cost, efficient inverters for grid-tied photovoltaics and variable speed motors, and 3) lightweight, solid-state, medium voltage energy conversion for high power applications such as solid-state electrical substations and wind turbine generators. BEET-IT solicited projects regarding energy efficient cooling technologies and air conditioners (AC) for buildings to save energy and reduce GHG emissions in the following areas: 1) cooling systems that use refrigerants with low
global warming potential
Global warming potential (GWP) is the heat absorbed by any greenhouse gas in the atmosphere, as a multiple of the heat that would be absorbed by the same mass of carbon dioxide (). GWP is 1 for . For other gases it depends on the gas and the time f ...
; 2) energy efficient air conditioning (AC) systems for warm and humid climates with an increased
coefficient of performance
The coefficient of performance or COP (sometimes CP or CoP) of a heat pump, refrigerator or air conditioning system is a ratio of useful heating or cooling provided to work (energy) required. Higher COPs equate to higher efficiency, lower energy ( ...
(COP); and 3) vapor compression AC systems for hot climates for re-circulating air loads with an increased COP.
Secretary Chu announced the selection of 43 projects under GRIDS, ADEPT, and BEET-IT on July 12, 2010. The awards totaled $92 million and ranged from $400,000 to $5 million. The awards included 14 projects in ADEPT, 17 projects in BEET-IT, and 12 projects in GRIDS. Examples of awarded projects include a "Soluble Acid Lead Flow Battery" that pumps chemicals through a battery cell when electricity is needed (GRIDS), "Silicon Carbide Power Modules for Grid Scale Power Conversion" that uses advanced transistors to make the electrical grid more flexible and controllable (ADEPT), and an "Absorption-Osmosis Cooling Cycle," a new air conditioning system that uses water as a refrigerant, rather than chemicals (BEET-IT).
Fourth funding opportunity
ARPA-E's fourth round of funding was announced on April 20, 2011 and awarded projects in five technology areas: Plants Engineered To Replace Oil (PETRO), High Energy Advanced Thermal Storage (HEATS), Rare Earth Alternatives in Critical Technologies (REACT), Green Electricity Network Integration (GENI), and Solar Agile Delivery of Electrical Power Technology (Solar ADEPT). PETRO focused on projects that had systems to create biofuels from domestic sources such as tobacco and pine trees for half their current cost. REACT funded early-stage technology alternatives that reduced or eliminated the dependence on rare earth materials by developing substitutes in two key areas: electric vehicle motors and wind generators. HEATS funded projects that promoted advancement in thermal energy storage technology. GENI focused on funding software and hardware that could reliably control the grid network. Solar ADEPT accepted projects that integrated power electronics into solar panels and solar farms to extract and deliver energy more efficiently.
The Awardees for the fourth funding opportunity were announced on September 29, 2011. The 60 projects received $156 million from the ARPA-E Fiscal Year 2011 budget. Examples of the awarded projects included a project that increases the production of
turpentine
Turpentine (which is also called spirit of turpentine, oil of turpentine, terebenthene, terebinthine and (colloquially) turps) is a fluid obtained by the distillation of resin harvested from living trees, mainly pines. Mainly used as a special ...
, a natural liquid biofuel (PETRO); a project entitled "Manganese-Based Permanent Magnet," that reduces the cost of wind turbines and electric vehicles by developing a replacement for rare earth magnets based on an innovative composite using manganese materia (REACT); a project entitled "HybriSol," that develops a heat battery to store energy from the sun (HEATS); a project that develops a new system that allows real-time, automated control over the transmission lines that make up the electric power grid (GENI); and a project that develops light-weight electronics to connect to photovoltaic solar panels to be installed on walls or rooftops.
ARPA-E Energy Innovation Summit
Since 2010, ARPA-E has hosted the Energy Innovation Summit. The 10th Summit was held July 8–10, 2019 in
Denver, Colorado
Denver () is a consolidated city and county, the capital, and most populous city of the U.S. state of Colorado. Its population was 715,522 at the 2020 census, a 19.22% increase since 2010. It is the 19th-most populous city in the Unit ...
, and the 11th Summit will take place March 17–19, 2021 at the Gaylord Convention Center, near Washington, D.C.
ARPA-E accomplishments
ARPA-E has generated over 1,000 projects since inception, attracted about $4.9 billion in private investment for 179 of these projects, with $2.6 billion invested in R&D by the US government. Published, peer reviewed research articles are also a significant output, totaling 4,614. In addition, the program has generated 716 patents.
See also
*
America COMPETES Act
The America Creating Opportunities to Meaningfully Promote Excellence in Technology, Education, and Science Act of 2007, or America COMPETES Act,
*
IRENA
The International Renewable Energy Agency (IRENA) is an intergovernmental organization mandated to facilitate cooperation, advance knowledge, and promote the adoption and sustainable use of renewable energy. It is the first international organis ...
Renewable Energy World
Endeavor Business Media is an American business-to-business media company founded by Chris Ferrell and others in December 2017. The company is headquartered in Nashville, Tennessee
Tennessee ( , ), officially the State of Tennessee, is a l ...