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Advisers
An adviser or advisor is normally a person with more and deeper knowledge in a specific area and usually also includes persons with cross-functional and multidisciplinary expertise. An adviser's role is that of a mentor or guide and differs categorically from that of a task-specific consultant. An adviser is typically part of the leadership, whereas consultants fulfill functional roles. The spellings ''adviser'' and ''advisor'' have both been in use since the 16th century. ''Adviser'' has always been the more usual spelling, though ''advisor'' has gained frequency in recent years and is a common alternative, especially in North America. Etymology The use of ''adviser'' is of English origin, with "er" as a noun ending, and ''advisor'' of Latin origin. The words are Doublet (linguistics), etymological twin cognates and are considered interchangeable. Word usage Usage of the two words is normally a matter of choice, but they should not be used together in the same document. The Assoc ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Fee-Only Financial Advisor
A financial adviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries, financial advisors must complete specific training and be registered with a regulatory body in order to provide advice. In the United States, a financial adviser carries a Series 7 and Series 66 or Series 65 qualification examination. According to the U.S. Financial Industry Regulatory Authority (FINRA), qualification designations and compliance issues must be reported for public view. Details of formal compliance issues can be found on thInvestment Adviser Public Disclosure(IAPD) website and details of non-formal issues can be found oOnesta FINRA specifies the following groups who may use the term ''financial advisor:'' brokers, investment advisers, private bankers, accountants, lawyers, insurance agents and financial planners. Financial advisors need to be able to take the full picture of the client's financial situation ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Investment Advisor
A financial adviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries, financial advisors must complete specific training and be registered with a regulatory body in order to provide advice. In the United States, a financial adviser carries a Series 7 and Series 66 or Series 65 qualification examination. According to the U.S. Financial Industry Regulatory Authority (FINRA), qualification designations and compliance issues must be reported for public view. Details of formal compliance issues can be found on thInvestment Adviser Public Disclosure(IAPD) website and details of non-formal issues can be found oOnesta FINRA specifies the following groups who may use the term ''financial advisor:'' brokers, investment advisers, private bankers, accountants, lawyers, insurance agents and financial planners. Financial advisors need to be able to take the full picture of the client's financial situation ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Financial Adviser
A financial adviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries, financial advisors must complete specific training and be registered with a regulatory body in order to provide advice. In the United States, a financial adviser carries a Series 7 and Series 66 or Series 65 qualification examination. According to the U.S. Financial Industry Regulatory Authority (FINRA), qualification designations and compliance issues must be reported for public view. Details of formal compliance issues can be found on thInvestment Adviser Public Disclosure(IAPD) website and details of non-formal issues can be found oOnesta FINRA specifies the following groups who may use the term ''financial advisor:'' brokers, investment advisers, private bankers, accountants, lawyers, insurance agents and financial planners. Financial advisors need to be able to take the full picture of the client's financial situation ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Special Advisers (UK Government)
A special adviser (SpAd) is a temporary civil servant who advises and assists UK government ministers or ministers in the Scottish and Welsh devolved governments. They differ from impartial civil servants in that they are political appointees. Special advisers are paid by the government and appointed under Section 15 of the Constitutional Reform and Governance Act 2010. There are four pay bands for special advisers. Background Special advisers were first appointed from 1964 under the Harold Wilson's first Labour government to provide political advice to Ministers and have been subsequently utilised by all following governments. Code of conduct Advisers are governed by a code of conduct which goes some way to defining their role and delineates relations with the permanent civil service, contact with the media and relationship with the governing party, inter alia:the employment of special advisers adds a political dimension to the advice and assistance available to Ministers whi ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Investment Advisers Act Of 1940
The Investment Advisers Act of 1940, codified at through , is a United States federal law that was created to monitor and regulate the activities of investment advisers (also spelled "advisors") as defined by the law. It is the primary source of regulation of investment advisers and is administered by the U.S. Securities and Exchange Commission. Overview The law provides in part: Contents *Section 201 Findings *Section 202(a) Definitions *Section 202(b) Governments Excepted *Section 203 Registration of Investment Advisers *Section 203A State and Federal Responsibilities *Section 204 Annual and Other Reports *Section 204A Prevention of Misuse of Nonpublic Information *Section 205 Investment Advisory Contracts *Section 206 Prohibited Transactions by Investment Advisers *Section 206A Exemptions *Section 207 Material Misstatements *Section 208 General Prohibitions *Section 209 Enforcement of Title *Section 210 Publicity *Rules, Regulations and Orders (Section 211) *Hearings (Sectio ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Registered Investment Adviser
A registered investment adviser (RIA) is a firm that is an investment adviser in the United States, registered as such with the Securities and Exchange Commission (SEC) or a state's securities agency. The numerous references to RIAs within the Investment Advisers Act of 1940 popularized the term, which is closely associated with the term ''investment adviser''. An investment adviser is defined by the Securities and Exchange Commission as an individual or a firm that is in the business of giving advice about securities. However, an RIA is the actual firm, while the employees of the firm are called Investment Adviser Representatives (IARs). Registered investment adviser firms receive compensation in the form of fees for providing financial advice and investment management. They are required to act as a fiduciary. This is very different from broker-dealers and their representatives, who provide recommendations for a commission. Broker-dealers and their representatives are not required ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Financial Planner
A financial planner or personal financial planner is a qualified financial advisor. Practicing in full service personal finance, they advise clients on investments, insurance, tax, retirement and estate planning. As a general rule, a financial planner’s work can: * integrate into the range of professional services (eg: lawyer, accountant); or * integrate into the offer of a range of financial products and services (eg: financial advisor, insurance agent); or * not be integrated into other products or services, providing stand alone financial planning. Scope Financial planning should cover all areas of the client's financial needs and should result in the achievement of each of the client's goals as required. The scope of planning would usually include the following: * Risk management and insurance planning: managing cash flow risks through sound risk management and insurance techniques * Investment and planning issues: planning, creating and managing capital accumulati ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Resident Advisor
''Resident Advisor'' (also known as ''RA'') is an online music magazine and community platform dedicated to showcasing electronic music, artists and events across the globe. It was established in 2001. ''RA''s editorial team provides news, music and event reviews, as well as films, features and interviews. The website also manages services that include event listings, ticket sales, club and promoter directories, photo galleries, artist and record label profiles, DJ charts, an online community, and the ''RA Podcast''. The company has its headquarters in London, with additional offices in Berlin, Los Angeles, Sydney and Tokyo. The website won a People's Voice award in the 12th Annual Webby Awards in 2008. In October 2020, following the negative impact of the COVID-19 pandemic on British arts and culture organisations, ''RA'' received £750,000 from the Arts Council of England as part of the UK's Culture Recovery Fund initiative. History ''Resident Advisor'' was founded in Syd ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Office Of The Legal Adviser
The legal adviser of the Department of State is a position within the United States Department of State. It was created by an Act of Congress on February 23, 1931 (P.L. 71-715; 46 Stat. 1214). The legal adviser replaced the solicitor, a Department of Justice employee who had functioned as the Department of State's chief legal officer since 1891. Between 1870 and 1891, the examiner of claims had been the chief legal officer of the department. The legal adviser provides legal advice on all problems (domestic and international) arising in the course of the department's activities. Solicitors and examiners of claims were by statute officials of the Department of Justice. The first legal adviser was Green Hackworth, who served until 1946 and then became a judge on the International Court of Justice The International Court of Justice (ICJ; french: Cour internationale de justice, links=no; ), sometimes known as the World Court, is one of the six principal organs of the United ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
The CPA Technology Advisor
''CPA Practice Advisor'' is a technology and practice management resource for accounting and tax professionals. It is offered in online digital and print versions, with six print issues per year (Feb, Apr, Jun, Aug, Oct, Dec) and 11 digital issues per year (Feb-Dec). Overview The magazine was founded in 1991 as ''The CPA Software News''; was renamed ''The CPA Technology Advisor'' in 2004, and was subsequently renamed ''CPA Practice Advisor'' in February 2011, with a stated purpose to "more closely align the publication and its digital offerings to the changing needs of the tax and accounting profession." The print version of the magazine is also distributed to certain professional organizations under the title ''NSA Practice Advisor'' (for the National Society of Accountants). Along with its websitwww.cpapracticeadvisor.com ''CPA Practice Advisor'' is a print and online technology media outlet for practicing public accountants and tax professionals. It covers technology issues ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Internet Advisor
''Broadband & Internet Advisor'' (originally ''Internet Advisor'') is a magazine which was founded in 1993. The magazine was published by Future Publishing to provide technical articles, news, and reviews relating to Internet technology. In August 2005, Alex Summersby replaced Dan McNamara as chief editor. In winter of 2005, Future Publishing closed ''Broadband & Internet Advisor'' and merged its content with ''net Net or net may refer to: Mathematics and physics * Net (mathematics), a filter-like topological generalization of a sequence * Net, a linear system of divisors of dimension 2 * Net (polyhedron), an arrangement of polygons that can be folded up ...''. References 1993 establishments in the United Kingdom 2005 disestablishments in the United Kingdom Monthly magazines published in the United Kingdom Defunct computer magazines published in the United Kingdom Magazines about the media Magazines established in 1993 Magazines disestablished in 2005 {{italic ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Tax Advisor
A tax advisor or tax consultant is a person with advanced training and knowledge of tax law. The services of a tax advisor are usually retained in order to minimize taxation while remaining compliant with the law in complicated financial situations. Tax Advisors are also retained to represent clients before tax authorities and tax courts to resolve tax issues. Money Austria In Austria, Steuerberater is the professional license for tax advisors. Germany In Germany, Steuerberater is the professional license for tax advisors. Italy In Italy, tax advisors are called ''commercialisti'', and provide assistance on business management, business law, economics, finance, tax, accounting, commercial, corporate and administrative matters. ''Dottori commercialisti'', who have a degree in economics, and ''ragionieri commercialisti'', who have a specific high school diploma, were members of two different professional orders, but they were merged in 2008 into the Ordine dei Dottori Commercial ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
