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Jake Zamansky (lawyer)
Jacob (Jake) H. Zamansky is an American securities arbitration attorney. Career Zamansky worked for the Federal Trade Commission as a federal prosecutor, and at the firm Skadden, Arps, Slate, Meagher & Flom. In June 2001, Zamansky won a securities arbitration case against Wall Street firm Merrill Lynch and stock analyst Henry Blodget Henry McKelvey Blodget (born 1966) is an American businessman, investor and journalist. He is notable for his former career as an equity research analyst who was senior Internet analyst for CIBC Oppenheimer and the head of the global Internet ... and received a $400,000 settlement. In late 2006, Zamansky filed a case against a Long Island-based financial adviser alleging the defendant's clients were the victims of predatory lending. Zamansky has represented securities professionals involved in employment disputes and been involved in Termination Form U-5 defamation cases. Zamansky has opposed the court ruling, ( Rosenberg v. Metlife) whi ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Securities
A security is a tradable financial asset. The term commonly refers to any form of financial instrument, but its legal definition varies by jurisdiction. In some countries and languages people commonly use the term "security" to refer to any form of financial instrument, even though the underlying legal and regulatory regime may not have such a broad definition. In some jurisdictions the term specifically excludes financial instruments other than equities and Fixed income instruments. In some jurisdictions it includes some instruments that are close to equities and fixed income, e.g., equity warrants. Securities may be represented by a certificate or, more typically, they may be "non-certificated", that is in electronic ( dematerialized) or "book entry only" form. Certificates may be ''bearer'', meaning they entitle the holder to rights under the security merely by holding the security, or ''registered'', meaning they entitle the holder to rights only if they appear on a secur ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Arbitration
Arbitration is a form of alternative dispute resolution (ADR) that resolves disputes outside the judiciary courts. The dispute will be decided by one or more persons (the 'arbitrators', 'arbiters' or 'arbitral tribunal'), which renders the 'arbitration award'. An arbitration decision or award is legally binding on both sides and enforceable in the courts, unless all parties stipulate that the arbitration process and decision are non-binding. Arbitration is often used for the resolution of commercial disputes, particularly in the context of international commercial transactions. In certain countries such as the United States, arbitration is also frequently employed in consumer and employment matters, where arbitration may be mandated by the terms of employment or commercial contracts and may include a waiver of the right to bring a class action claim. Mandatory consumer and employment arbitration should be distinguished from consensual arbitration, particularly commercial ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Federal Trade Commission
The Federal Trade Commission (FTC) is an independent agency of the United States government whose principal mission is the enforcement of civil (non-criminal) antitrust law and the promotion of consumer protection. The FTC shares jurisdiction over federal civil antitrust enforcement with the Department of Justice Antitrust Division. The agency is headquartered in the Federal Trade Commission Building in Washington, DC. The FTC was established in 1914 with the passage of the Federal Trade Commission Act, signed in response to the 19th-century monopolistic trust crisis. Since its inception, the FTC has enforced the provisions of the Clayton Act, a key antitrust statute, as well as the provisions of the FTC Act, et seq. Over time, the FTC has been delegated with the enforcement of additional business regulation statutes and has promulgated a number of regulations (codified in Title 16 of the Code of Federal Regulations). The broad statutory authority granted to the FTC provide ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Federal Prosecutor
An assistant United States attorney (AUSA) is an official career civil service position in the U.S. Department of Justice composed of lawyers working under the U.S. Attorney of each U.S. federal judicial district. They represent the federal government of the United States in civil and appellate litigation and in federal criminal prosecutions. Assistant U.S. attorneys working in their office's criminal section are often called federal prosecutors. Federal prosecutors are rarely hired directly out of law school as it not considered an entry-level position. Federal prosecutors often have significant trial experience from state courts before entering the U.S. Attorneys Office. In 2008, there were approximately 5,800 assistant United States attorneys employed by the United States Government. they earned a starting base salary of $55,204, which may be significantly adjusted for their local cost of living and increases with years of experience up to a maximum of $176,200. Special Assi ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Skadden, Arps, Slate, Meagher & Flom
Skadden, Arps, Slate, Meagher & Flom LLP and Affiliates is an American multinational law firm headquartered in New York City. Founded in 1948, the firm consistently ranks among the top U.S. law firms by revenue. The company is known for its work on company mergers and takeovers. History The firm was founded in 1948 in New York by Marshall Skadden, John Slate and Les Arps. In 1959 William Meagher joined the firm and Elizabeth Head, the firm's first female attorney, was hired. In 1960 the firm's name became Skadden, Arps, Slate, Meagher & Flom. In 1961 Peter Mullen, who later served as Skadden's first executive partner, joined the firm. In 1973 the firm opened its second office, in Boston. In 1981 Peggy L. Kerr became Skadden's first female partner. In 1985 Skadden was ranked as one of the three largest law firms in the United States. In 1987 the firm opened its first international office, in Tokyo. In 1988 the Skadden Fellowship Foundation was created. Skadden's New York City ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Wall Street
Wall Street is an eight-block-long street in the Financial District of Lower Manhattan in New York City. It runs between Broadway in the west to South Street and the East River in the east. The term "Wall Street" has become a metonym for the financial markets of the United States as a whole, the American financial services industry, New York–based financial interests, or the Financial District itself. Anchored by Wall Street, New York has been described as the world's principal financial center. Wall Street was originally known in Dutch as "de Waalstraat" when it was part of New Amsterdam in the 17th century, though the origins of the name vary. An actual wall existed on the street from 1685 to 1699. During the 17th century, Wall Street was a slave trading marketplace and a securities trading site, and from the early eighteenth century (1703) the location of Federal Hall, New York's first city hall. In the early 19th century, both residences and businesses occupied the a ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Merrill Lynch
Merrill (officially Merrill Lynch, Pierce, Fenner & Smith Incorporated), previously branded Merrill Lynch, is an American investment management and wealth management division of Bank of America. Along with BofA Securities, the investment banking arm, both firms engage in prime brokerage and broker-dealer activities. The firm is headquartered in New York City, and once occupied the entire 34 stories of 250 Vesey Street, part of the Brookfield Place (New York City), Brookfield Place complex in Manhattan. Merrill employs over 14,000 financial analysts and manages $2.3 trillion in client assets. The company also operates Merrill Edge, an electronic trading platform. Prior to 2009, the company was publicly owned and traded on the New York Stock Exchange. Merrill Lynch & Co. agreed to be acquired by Bank of America on September 14, 2008, at the height of the financial crisis of 2007–2008, the same weekend that Lehman Brothers was Bankruptcy of Lehman Brothers, allowed to fail. Th ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Stock Analyst
A financial analyst is a professional, undertaking financial analysis for external or internal clients as a core feature of the job. The role may specifically be titled securities analyst, research analyst, equity analyst, investment analyst, or ratings analyst.Financial Analysts Bureau of Labor StatisticsFinancial Analysts collegegrad.com The job title is a broad one: [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Henry Blodget
Henry McKelvey Blodget (born 1966) is an American businessman, investor and journalist. He is notable for his former career as an equity research analyst who was senior Internet analyst for CIBC Oppenheimer and the head of the global Internet research team at Merrill Lynch during the dot-com era. Due to his violations of securities laws and subsequent civil trial conviction, Blodget is permanently banned from involvement in the securities industry. Blodget is the CEO of ''Business Insider''. Early life and education Blodget was born and raised on Manhattan's Upper East Side, the son of a commercial banker. He attended Phillips Exeter Academy and received a Bachelor of Arts degree in history from Yale University, where he was a member of The Society of Orpheus and Bacchus. After college, he taught English in Japan, then moved to San Francisco to be a writer while supporting himself by giving tennis lessons. He was also a freelance journalist and a proofreader for ''Harper's ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Financial Adviser
A financial adviser or financial advisor is a professional who provides financial services to clients based on their financial situation. In many countries, financial advisors must complete specific training and be registered with a regulatory body in order to provide advice. In the United States, a financial adviser carries a Series 7 and Series 66 or Series 65 qualification examination. According to the U.S. Financial Industry Regulatory Authority (FINRA), qualification designations and compliance issues must be reported for public view. Details of formal compliance issues can be found on thInvestment Adviser Public Disclosure(IAPD) website and details of non-formal issues can be found oOnesta FINRA specifies the following groups who may use the term ''financial advisor:'' brokers, investment advisers, private bankers, accountants, lawyers, insurance agents and financial planners. Financial advisors need to be able to take the full picture of the client's financial situation ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Form U-5
Form is the shape, visual appearance, or configuration of an object. In a wider sense, the form is the way something happens. Form also refers to: *Form (document), a document (printed or electronic) with spaces in which to write or enter data *Form (education), a class, set, or group of students * Form (religion), an academic term for prescriptions or norms on religious practice *Form, a shallow depression or flattened nest of grass used by a hare *Form, or rap sheet, slang for a criminal record People * Andrew Form, American film producer * Fluent Form, Australian rapper and hip hop musician Arts, entertainment, and media * Form (visual art), a three-dimensional geometrical figure; one of the seven elements of art * Poetic form, a set of structural rules and patterns to which a poem may adhere *Musical form, a generic type of composition or the structure of a particular piece * The Forms (band), an American indie rock band Computing and technology *Form (computer virus), t ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
Rosenberg V
Rosenberg, Rosenburg or Rozenburg may refer to: Places * Rosenberg (Baden), a municipality in the district of Neckar-Odenwald, Baden-Württemberg, Germany * Rosenberg (Ostalb), a municipality in the district of Ostalbkreis, Baden-Württemberg, Germany * Rosenburg (Winterthur), a quarter in Switzerland * Sulzbach-Rosenberg in the district of Amberg-Sulzbach, Bavaria, Germany * Rosenborg, Trondheim, a neighbourhood in Trondheim, Norway * Rosenburg, Nebraska, an unincorporated community in the U.S. * Rosenberg, Texas, Fort Bend County, USA * Rosenburg-Mold, a town in the district of Horn, Austria ** Rosenburg, a castle in the town * Rozenburg (island), Netherlands ** Rozenburg, a town and submunicipality * the German names for: ** Susz, in Poland (''Rosenberg in Westpreußen'', West Prussia) ** Olesno, in Poland (Upper Silesia) ** Ružomberok, in Slovakia ** Rožmberk nad Vltavou with Rožmberk Castle in the Czech Republic * Rosenberg Glacier, a glacier in Antarctica Peop ... [...More Info...] [...Related Items...] OR: [Wikipedia] [Google] [Baidu] |
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